The Bank of New York Mellon

United States of America

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        Patent 144
        Trademark 84
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        Europe 53
        World 43
        Canada 27
Owner / Subsidiary
[Owner] The Bank of New York Mellon 225
CIBC Mellon Global Securities Services Company 3
Date
2025 April 1
2025 February 3
2025 January 2
2025 (YTD) 7
2024 34
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IPC Class
G06Q 40/00 - FinanceInsuranceTax strategiesProcessing of corporate or income taxes 37
G06F 16/23 - Updating 13
H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system 13
G06Q 40/06 - Asset managementFinancial planning or analysis 12
G06N 20/00 - Machine learning 9
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NICE Class
36 - Financial, insurance and real estate services 75
42 - Scientific, technological and industrial services, research and design 32
35 - Advertising and business services 17
09 - Scientific and electric apparatus and instruments 10
16 - Paper, cardboard and goods made from these materials 3
Status
Pending 43
Registered / In Force 185
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1.

BNY PERSHING ADVISOR MATCH

      
Application Number 239033900
Status Pending
Filing Date 2025-04-03
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 35 - Advertising and business services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

(1) Referrals in the field of wealth management, investment management and financial planning; providing on-line referrals in the field of wealth management, investment management and financial planning; referrals in field of wealth management, investment management, and financial planning, namely, evaluating, qualifying, matching, and connecting qualified investors with registered investment advisors; lead generation services (2) Providing temporary use of online non-downloadable software for lead generation in the field of wealth management; providing temporary use of online non-downloadable software for enabling qualified investors to search for registered investment advisors based on user-specified criteria and access curated registered investment advisor recommendations; providing online non-downloadable software using artificial intelligence (AI) for enabling registered investment advisors to access financial models and evaluate the financial backgrounds, profiles, needs and goals of prospective wealth management clients for purposes of matching them with wealth management, investment management, and financial planning services, institutions or individuals; providing temporary use of online non-downloadable software using artificial intelligence (AI) for enabling registered investment advisors to access and evaluate qualified sales leads

2.

SYSTEM AND METHOD FOR TRANSLATING A FIRST CODING LANGUAGE INTO A SECOND CODING LANGUAGE

      
Application Number 18790613
Status Pending
Filing Date 2024-07-31
First Publication Date 2025-02-13
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Lee, Jisoo

Abstract

Systems and methods for translating a first coding language into a second coding language train a machine learning (ML) model on a first coding language specific data set relating to the first coding language, in which the ML model is trained to translate one or more code sets of the first coding language to respective one or more code sets of the second coding language; using the ML model, generate various unit test cases, in which the unit test cases run the one or more code sets of the second coding language in parallel with the one or more code sets of the first coding language; iteratively test and refine the ML model until a maturity threshold is reached; and upon reaching the maturity threshold, containerize the one or more code sets of the second coding language into one or more applications.

IPC Classes  ?

3.

ELECTRONIC DOCUMENT GENERATION SYSTEMS AND METHODS

      
Application Number 18446749
Status Pending
Filing Date 2023-08-09
First Publication Date 2025-02-13
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Sitkowski, Rafal
  • Hassan, Jeffrey
  • Antignani, Liza
  • Malarczyk, Erazm Edward
  • Makowski, Marcin Maciej
  • Fraszko, Boguslaw

Abstract

Electronic document generation systems and methods include a processor, a memory component communicatively coupled to the processor, and machine-readable instructions. The machine-readable instructions cause the system to access an electronic document generation template including placeholders with nesting values indicative of a number populating conditions to generate an electronic document, populate one or more placeholders associated with corresponding nesting values of zero with data from a master data store or data that is based on a user input to a prompt, prompt, via a graphical user interface, the user to respond to one or more conditional prompts, populate one or more placeholders associated with the next lowest corresponding nesting value based on a user input to the one or more conditional prompts, and generate the electronic document based on the one or more placeholders as populated via the electronic document generation template for display on the graphical user interface.

IPC Classes  ?

4.

SYSTEM AND METHOD FOR TRANSLATING A FIRST CODING LANGUAGE INTO A SECOND CODING LANGUAGE

      
Application Number US2024040348
Publication Number 2025/034486
Status In Force
Filing Date 2024-07-31
Publication Date 2025-02-13
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Lee, Jisoo

Abstract

Systems and methods for translating a first coding language into a second coding language train a machine learning (ML) model on a first coding language specific data set relating to the first coding language, in which the ML model is trained to translate one or more code sets of the first coding language to respective one or more code sets of the second coding language; using the ML model, generate various unit test cases, in which the unit test cases run the one or more code sets of the second coding language in parallel with the one or more code sets of the first coding language; iteratively test and refine the ML model until a maturity threshold is reached; and upon reaching the maturity threshold, containerize the one or more code sets of the second coding language into one or more applications.

IPC Classes  ?

  • G06F 8/76 - Adapting program code to run in a different environmentPorting
  • G06F 8/51 - Source to source
  • G06F 40/58 - Use of machine translation, e.g. for multi-lingual retrieval, for server-side translation for client devices or for real-time translation
  • G06F 11/36 - Prevention of errors by analysis, debugging or testing of software
  • G06N 20/00 - Machine learning

5.

PIONEER

      
Application Number 019137688
Status Pending
Filing Date 2025-01-31
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 42 - Scientific, technological and industrial services, research and design

Goods & Services

Providing online non-downloadable software for client onboarding and client relationship management; providing online non-downloadable software that enables users to manage and automate workflows and processes related to client onboarding and client relationship management; providing online non-downloadable software the enables users to share, collect, import, transmit, upload, integrate, aggregate, manage, organize, and analyze data as part of client onboarding; providing online non-downloadable software that enables users to monitor progress and report on the status of client onboarding; providing online non-downloadable software to facilitate the signing, submission and management of documents as part of client onboarding.

6.

ALTS BRIDGE

      
Application Number 019137354
Status Pending
Filing Date 2025-01-30
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 42 - Scientific, technological and industrial services, research and design

Goods & Services

Software as a service (SAAS) services in the nature of an online, non-downloadable information delivery, transaction management and reporting software platform that enables individual investors, financial advisors and wealth intermediaries to manage alternative investments through the investment lifecycle; software as a service (SAAS) services in the nature of an online, non-downloadable information delivery, transaction management and reporting software platform that enables individual investors, financial advisors and wealth intermediaries to discover, research, analyze, execute, trade, and settle alternative investments; software as a service (SAAS) services in the nature of an online, non-downloadable information delivery, transaction management and reporting software platform that provides individual investors, financial advisors and wealth intermediaries with access to interactive tools for analyzing and modeling alternative investment portfolios, forecasting and projecting risks, income and liquidity associated with alternative investments, automating financial advisor permissions and alerts, preparing trade proposals, presentations, and marketing materials for alternative investments, generating, reviewing and signing documents associated with the trading of alternative investments, and post-trade cash processing and tax, performance, risk, regulatory and self reporting associated with alternative investments; software as a service (SAAS) services in the nature of an online, non-downloadable information delivery, transaction management and reporting software platform that enables individual investors, financial advisors and wealth intermediaries to access financial information and educational resources in the field of alternative investments; software as a service (SAAS) services in the nature of an online, non-downloadable information delivery, transaction management, and reporting software platform that provides individual investors, financial advisors and wealth intermediaries with access to personalized financial news and curated investment options and strategies in the field of alternative investments; software as a service (SAAS) services in the nature of an online non-downloadable information delivery, transaction management and reporting software platform that enables individual investors, financial advisors and wealth intermediaries to monitor the progress of client and investment onboarding in the field of alternative investments.

7.

SYSTEM AND METHOD FOR BREAK RESOLUTION AUTOMATION

      
Application Number US2024034139
Publication Number 2025/006222
Status In Force
Filing Date 2024-06-14
Publication Date 2025-01-02
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Iyengar, Shriniwas
  • Verrilli, Gerald
  • Jha, Narayan

Abstract

Provided are processes, systems, and methods for automation of investigation and resolution of transaction breaks such as, for example, a trade break, a reconciliation break, a dividend break, or a security position break. Breaks (e.g., discrepancies in records of transactions) often occur when there exist different systems or applications that operate in concert. A break refers to a situation where there is a discrepancy between details, attributes, or characteristics of a transaction across different computing systems or applications. In many cases, there exists a need to ensure consistency between the records of these different systems. Thus, for example, an entity may desire to resolve those breaks, such as to reduce risk, maintain compliance, or to provide accurate accounting of records.

IPC Classes  ?

  • G06Q 10/20 - Administration of product repair or maintenance
  • G06F 11/07 - Responding to the occurrence of a fault, e.g. fault tolerance
  • G06N 20/00 - Machine learning
  • G06Q 20/40 - Authorisation, e.g. identification of payer or payee, verification of customer or shop credentialsReview and approval of payers, e.g. check of credit lines or negative lists
  • G06Q 40/03 - CreditLoansProcessing thereof
  • G06Q 40/06 - Asset managementFinancial planning or analysis
  • G06Q 50/18 - Legal services

8.

ELIZA

      
Application Number 019114511
Status Pending
Filing Date 2024-12-03
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 09 - Scientific and electric apparatus and instruments
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

Downloadable computer software using artificial intelligence (AI) for use in connection with banking services, financial research services, investment management and advisory services, wealth management, financial planning, asset management, integration, aggregation and analysis of financial data, financial portfolio analysis, evaluation, tracking, analysis, forecasting, consultancy, advisory and research services related to securities and other financial instruments, trust services, namely, investment and trust company services, trust services, namely, estate trust management, securities trading and investment services for others, money management services, financial custody services, namely, maintaining possession of financial assets for others for financial management purposes, securities lending services, clearing services, namely, clearing and reconciling financial transactions, financial services, namely, financial management and advisory services related to negotiable financial instruments traded on local stock exchanges that represent shares of foreign companies, namely, depositary receipts, database management and investment fund and portfolio accounting; downloadable computer software featuring artificial intelligence (AI) that enables users to build features and functionalities into web and mobile-based applications, platforms and programs; downloadable computer software used to implement and scale artificial intelligence for integration into web and mobile-based applications, platforms and programs; downloadable computer software featuring artificial intelligence (AI) for the development and deployment of AI-enabled applications, platforms, and programs. Providing temporary use of non-downloadable software using artificial intelligence (AI) for use in connection with downloadable computer software using artificial intelligence (AI) for use in connection with banking services, financial research services, investment management and advisory services, wealth management, financial planning, asset management, integration, aggregation and analysis of financial data, financial portfolio analysis, evaluation, tracking, analysis, forecasting, consultancy, advisory and research services related to securities and other financial instruments, trust services, namely, investment and trust company services, trust services, namely, estate trust management, securities trading and investment services for others, money management services, financial custody services, namely, maintaining possession of financial assets for others for financial management purposes, securities lending services, clearing services, namely, clearing and reconciling financial transactions, financial services, namely, financial management and advisory services related to negotiable financial instruments traded on local stock exchanges that represent shares of foreign companies, namely, depositary receipts, database management and investment fund and portfolio accounting; providing temporary use of non-downloadable software featuring artificial intelligence (AI) that enables users to build features and functionalities into web and mobile-based applications, platforms and programs; providing temporary use of non-downloadable computer software used to implement and scale artificial intelligence for integration into third party web and mobile-based applications, platforms and programs; providing temporary use of non-downloadable computer software featuring artificial intelligence (AI) for the development and deployment of AI-enabled applications, platforms and programs; providing temporary use of non-downloadable computer software consisting of foundational models, namely, large artificial intelligence models trained on a large quantity of data for processing, understanding, analyzing, and generating text, images, speech, sounds, and video; providing temporary use of non-downloadable computer software featuring artificial intelligence (AI) for machine learning and data mining to enable predictive analytics and predictive modeling.

9.

ELECTRONIC DOCUMENT COLLABORATION SYSTEMS AND METHODS

      
Application Number 18312118
Status Pending
Filing Date 2023-05-04
First Publication Date 2024-11-07
Owner The Bank of New York Mellon (USA)
Inventor
  • Hassan, Jeffrey
  • Sitkowski, Rafal
  • Qaim-Maqami, Hood
  • Johnson, Carl Albert
  • Antignani, Liza D.

Abstract

Electronic document collaboration systems and methods includes one or more processors, one or more memory components communicatively coupled to the one or more processors, and machine readable instructions. The machine readable instructions cause the system to access an electronic document on a graphical user interface by a participant user of a collaborator group of one or more collaborator groups assigned to an entity of a plurality of entities, add a comment to the displayed electronic document via an entry by the participant user into the electronic document, assign the comment a unique identifier, prompt the participant user to select a security designation for the comment in response to the comment being added to the electronic document, and associate the security designation with the unique identifier of the comment.

IPC Classes  ?

  • H04L 9/40 - Network security protocols
  • G06F 3/0484 - Interaction techniques based on graphical user interfaces [GUI] for the control of specific functions or operations, e.g. selecting or manipulating an object, an image or a displayed text element, setting a parameter value or selecting a range
  • G06F 21/60 - Protecting data

10.

SYSTEM AND METHOD FOR DETERMINING A MATERIALITY OF A TRANSACTION BREAK

      
Application Number 18311317
Status Pending
Filing Date 2023-05-03
First Publication Date 2024-11-07
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Jha, Narayan

Abstract

Provided are processes, systems, and methods for the investigation and resolution of transaction breaks such as, for example, reconciliation breaks. Breaks (e.g., discrepancies in records of transactions) often occur when there exists different systems or applications that operate in concert. A break refers to a situation where there is a discrepancy between details, attributes, or characteristics of a transaction across different computing systems or applications. In many cases, there exists a need to ensure consistency between the records of these different systems. Thus, for example, an entity may desire to resolve those breaks, such as to reduce risk, maintain compliance, or accurate accounting of records.

IPC Classes  ?

  • G06Q 30/0201 - Market modellingMarket analysisCollecting market data
  • G06Q 40/04 - Trading Exchange, e.g. stocks, commodities, derivatives or currency exchange

11.

SYSTEM AND METHOD FOR DETERMINING A MATERIALITY OF A TRANSACTION BREAK

      
Application Number US2024027204
Publication Number 2024/229092
Status In Force
Filing Date 2024-05-01
Publication Date 2024-11-07
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Jha, Narayan

Abstract

Provided are processes, systems, and methods for the investigation and resolution of transaction breaks such as, for example, reconciliation breaks. Breaks (e.g., discrepancies in records of transactions) often occur when there exist different systems or applications that operate in concert. A break refers to a situation where there is a discrepancy between details, attributes, or characteristics of a transaction across different computing systems or applications. In many cases, there exists a need to ensure consistency between the records of these different systems. Thus, for example, an entity must resolve those breaks, such as to reduce risk, maintain compliance, or accurate accounting of records.

IPC Classes  ?

  • G06Q 40/06 - Asset managementFinancial planning or analysis
  • G06Q 40/04 - Trading Exchange, e.g. stocks, commodities, derivatives or currency exchange

12.

DIFFERENTIAL ATTENTION FOR NEURAL NETWORKS

      
Application Number 18307466
Status Pending
Filing Date 2023-04-26
First Publication Date 2024-10-31
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Policastro, Christopher
  • Feng, Yikai
  • Prasad, Abhinav

Abstract

The disclosure relates to systems and methods of improved attention for neural networks. A system may access a first array of entries and a second array of entries, wherein the first array represents a first word embedding generated from one or more first characters of an input and the second array represents a second word embedding from the one or more second characters of the input. A system may generate at least a first difference matrix based on the first array and at least a second difference matrix based on the second array. A system may determine a difference value based on vector based at least in part on the difference value. A system may provide the context vector to subsequent layers of a neural network.

IPC Classes  ?

13.

METHODS AND SYSTEMS FOR GENERATING ELECTRONIC COMMUNICATIONS FEATURING CONSISTENT DATA STRUCTURING AND DYNAMICALLY-DETERMINED DATA CONTENT FOR END-USER SPECIFIC DATA IN ENVIRONMENTS WITH DATA STORAGE CONSTRAINTS

      
Application Number 18758281
Status Pending
Filing Date 2024-06-28
First Publication Date 2024-10-24
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Wolff, John
  • Zhu, Ruiyi
  • Riva, Marc
  • Horn, Natasha
  • Bheemavarapu, Vasanthi
  • Costantino, Robert

Abstract

The methods and systems for improving communication distribution. In particular, the methods and systems for improving communication distribution in environments where there is both the need for end-user specific data (e.g., customized content) and/or data storage constraints. For example, in order to address the security/privacy concerns during communication distribution, the methods and systems use a novel architecture that limits the amount of data that must be stored. Specifically, the system does not require permanent storage of communications featuring end-user specific data prior to the distribution of these communications. Accordingly, the storage requirements are greatly diminished, and privacy/security concerns are avoided.

IPC Classes  ?

14.

Data reuse computing architecture

      
Application Number 18582882
Grant Number 12164866
Status In Force
Filing Date 2024-02-21
First Publication Date 2024-10-17
Grant Date 2024-12-10
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Raman, Rajesh
  • Maurya, Aishwarya
  • Graper, Joanna
  • Chen, Yi Cong
  • Krishnamurthy, Purushothaman

Abstract

Disclosed is an improved computer architecture for generating an electronic form by having a user input a portion of form data and obtaining the remaining portion of the format data from a data storage that stores reusable data for various forms. A master data object is configured to store “request-agnostic data,” which is typically that portion of form data that does not differ, or is common, between various forms. The data that differs between various forms, such as the data that is specific to a form, may be considered as “request-specific data.” When a form generation request is received, the user may be prompted to input request-specific data, but not the request-agnostic data. The system automatically obtains the request-agnostic data from the master data object, and integrates the request-agnostic data with the request-specific data to generate the form.

IPC Classes  ?

15.

BORROW+

      
Application Number 019089910
Status Pending
Filing Date 2024-10-11
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 36 - Financial, insurance and real estate services

Goods & Services

Securities lending; financing services; asset-based lending services, namely, securities lending; securities lending services involving segregated custody accounts; financial services, namely, collateral and liquidity management in the nature of financial securities; financial services, namely, management and operation of a securities lending program in which participants can access, borrow and transfer select financial securities into custody and clearing accounts to satisfy short sale delivery obligations; financial services, namely, management and operation of a securities lending program in which participants can obtain financing in the nature of loaned securities and collateralize borrowing activities with cash and non-cash collateral.

16.

SYSTEMS AND METHODS FOR FACILITATING DECOUPLED DISTRIBUTION FROM A MAINFRAME TO DISTRIBUTED PLATFORMS

      
Application Number 18623521
Status Pending
Filing Date 2024-04-01
First Publication Date 2024-10-10
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Pulido, Marc
  • Ramakrishnan, Senthilkumar

Abstract

Systems and methods for facilitating decoupled distribution from a mainframe to one or more distributed platforms curate a data feed from the mainframe; read the data feed; generate an input file for distribution to an event platform topic representing the data feed; in which the event platform topic is hosted on an event platform; write the input file to the event platform topic; and broadcast the data feed to one or more distributed consumers upon request from a given distributed consumer.

IPC Classes  ?

  • G06F 9/48 - Program initiatingProgram switching, e.g. by interrupt
  • G06Q 10/067 - Enterprise or organisation modelling

17.

BORROW+

      
Application Number 235446100
Status Pending
Filing Date 2024-10-09
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 36 - Financial, insurance and real estate services

Goods & Services

(1) Securities lending (2) Financing services; asset-based lending services, namely, securities lending; securities lending services involving segregated custody accounts; financial services, namely, collateral and liquidity management in the nature of financial securities; financial services, namely, management and operation of a securities lending program in which participants can access, borrow and transfer select financial securities into custody and clearing accounts to satisfy short sale delivery obligations; financial services, namely, management and operation of a securities lending program in which participants can obtain financing in the nature of loaned securities and collateralize borrowing activities with cash and non-cash collateral

18.

System and methods for controlled access to computer resources

      
Application Number 18510312
Grant Number 12289313
Status In Force
Filing Date 2023-11-15
First Publication Date 2024-08-29
Grant Date 2025-04-29
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Adam, Christian Constantin
  • Salman, Mohamad
  • Shakil, Jassem
  • Runte, Christopher
  • Lunglhofer, David Jeffrey

Abstract

Provided is a system and method for enabling of access to a computer resource by a computer system comprising: providing to a user an interface configured to receive a request for access to a computer resource; determining if the user is permitted to access the computer resource based on a user profile; providing a user verification interface configured to receive user identity verification information; determining if the user identity verification information is valid in response to a reply to the request for user identify verification information; and in response to determining that the user is permitted access to the computer resource and that the user verification information is valid: updating a security policy to reflect that the user is permitted to access the computer resource, and providing access to the computer resource for a limited time duration.

IPC Classes  ?

  • H04L 29/00 - Arrangements, apparatus, circuits or systems, not covered by a single one of groups
  • H04L 9/40 - Network security protocols

19.

SYSTEM AND METHODS FOR CONTROLLED ACCESS TO COMPUTER RESOURCES

      
Application Number US2023076801
Publication Number 2024/177694
Status In Force
Filing Date 2023-10-13
Publication Date 2024-08-29
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Adam, Christian Constantin
  • Salman, Mohamad
  • Shakil, Jassem
  • Runte, Christopher
  • Lunglhofer, David Jeffrey

Abstract

Provided is a system and method for enabling of access to a computer resource by a computer system comprising: providing to a user an interface configured to receive a request for access to a computer resource; determining if the user is permitted to access the computer resource based on a user profile; providing a user verification interface configured to receive user identity verification information; determining if the user identity verification information is valid in response to a reply to the request for user identify verification information; and in response to determining that the user is permitted access to the computer resource and that the user verification information is valid: updating a security policy to reflect that the user is permitted to access the computer resource, and providing access to the computer resource for a limited time duration.

IPC Classes  ?

20.

USER INTERFACE LEVELING FOR RENDERING NON-LINEAR DATA BASED ON A COLUMNAR FORMAT

      
Application Number 18649444
Status Pending
Filing Date 2024-04-29
First Publication Date 2024-08-22
Owner
  • THE BANK OF NEW YORK MELLOW (USA)
  • THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Soto, Claudio
  • Desai, Akashkumar
  • Ravindran, Aravind Kumar
  • Szafirski, Michal

Abstract

The disclosure relates to user interfaces that reconcile non-linear data and a table format to display the non-linear data across various screen sizes without loss of information. A system may access non-linear data such as a hierarchical data structure. The system may access a plurality of data elements that represent the non-linear data for rendering in a display container, which has a display height that varies depending on the screen size of a given display device. The system may obtain the available display height and determine a number of columns to render based on the display height and the plurality of data elements. The system may fill the columns with the plurality of data elements using a columnar format that maintains contiguity of groups of data elements that span more than one column. The system may configure a patch to visually indicate the contiguity.

IPC Classes  ?

  • G06F 40/177 - Editing, e.g. inserting or deleting of tablesEditing, e.g. inserting or deleting using ruled lines
  • G06F 40/103 - Formatting, i.e. changing of presentation of documents

21.

DIRECTIONAL DRIVERS OF DEEP LEARNING MODELS BASED ON MODEL GRADIENTS

      
Application Number 18166696
Status Pending
Filing Date 2023-02-09
First Publication Date 2024-08-15
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Rieder, Philipp

Abstract

The disclosure relates to systems and methods of determining gradient-based directional drivers of deep learning models. A system may access a plurality of features and a group definition that specifies one or more groups of features. The system may provide the plurality of features as input to a deep learning model trained to generate a model output based on a model function and the plurality of features. The system may obtain, for each feature, a gradient that represents a rate of change of the model function based on the feature and then aggregate, based on the group definition, the gradients obtained from the deep learning model; and for each group of features from among the one or more groups of features: determine a directional driver based on the aggregated gradients, the directional driver indicating an impact of the group of features on the model output.

IPC Classes  ?

22.

Ensuring data integrity of executed transactions

      
Application Number 18409289
Grant Number 12124432
Status In Force
Filing Date 2024-01-10
First Publication Date 2024-08-08
Grant Date 2024-10-22
Owner The Bank of New York Mellon (USA)
Inventor
  • Pattanaik, Sarthak
  • Pertsovskiy, Vadim

Abstract

A central service provider manages a blockchain network that writes the cryptographic hash of each executed transaction in a block to the blockchain network. For each executed transaction, the central service provider generates and transmits a transaction receipt such that a party can verify that the transaction was appropriately executed. Additionally, a party can check that the party's records are correct by providing transaction data describing details of transactions recorded in the party's records to the central service provider. The central service provider verifies the party's records by comparing the transaction data in the party's records to the blocks of transaction records in the blockchain network. In some scenarios, the central service provider may identify or receive an identification of a discrepancy arising from one or more transactions. The central service provider can reconcile the identified discrepancy.

IPC Classes  ?

  • G06F 16/00 - Information retrievalDatabase structures thereforFile system structures therefor
  • G06F 11/14 - Error detection or correction of the data by redundancy in operation, e.g. by using different operation sequences leading to the same result
  • G06F 16/22 - IndexingData structures thereforStorage structures
  • G06F 16/23 - Updating
  • H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system
  • H04L 9/00 - Arrangements for secret or secure communicationsNetwork security protocols

23.

SEGMENTED MACHINE LEARNING-BASED MODELING WITH PERIOD-OVER-PERIOD ANALYSIS

      
Application Number 18096243
Status Pending
Filing Date 2023-01-12
First Publication Date 2024-07-18
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Jain, Manish
  • Ramakrishnan, Naren
  • Singh, Abhishek

Abstract

The disclosure relates to systems and methods of generating behavior classifications that predict a behavior of an entity by training and executing a base machine learning (ML) model, a plurality of segmented ML models, and a merged ML model. Training data may be historical entity data, which may be grouped into different segments that describe the entity. The base ML model may be trained to predict entity behavior across a plurality of segments. Each segmented ML model may be trained to the generate a segmented behavior class that predicts entity behavior based on a respective segment. A system may provide the base class and the plurality of segmented classes as input to a merged model that was trained based on weights for each of the base ML model and the plurality of segmented ML models to generate a behavior classification representing a prediction of the entity behavior.

IPC Classes  ?

24.

COMPUTER NETWORK SYSTEM RECOVERY BASED ON NON-LINEAR DATA RECOVERY MODELS

      
Application Number 18311346
Status Pending
Filing Date 2023-05-03
First Publication Date 2024-07-11
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Scagnelli, Steven
  • Dong, Kelly
  • Huang, Yu Xuan
  • Johnson, Daniel C.
  • Liu, Yuwei

Abstract

The disclosure relates to systems and methods of modeling recovery of a Computer Network System (CNS) based on real-world recovery operations that are non-linear. The system may use a bin packing model that simulates recovery that eliminates idle times in linear estimates for data recovery. For example, the bin packing model may model recovery by actively simulating real-world conditions during recovery in a non-linear fashion. In particular, the bin packing model may fill the active bin with data objects that can be processed and the queue will include data objects waiting to be recovered. As a data object in the active bin is recovered, recovery of another data object may be made available. As such, the bin packing model may move a data object in the queue to the active bin as recovery progresses. Such progression is non-linear and modeled as such.

IPC Classes  ?

  • G06F 11/07 - Responding to the occurrence of a fault, e.g. fault tolerance
  • G06F 30/20 - Design optimisation, verification or simulation

25.

BNY

      
Application Number 233197800
Status Pending
Filing Date 2024-06-11
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 35 - Advertising and business services
  • 36 - Financial, insurance and real estate services

Goods & Services

(1) Fund portfolio accounting, reconciliation and reporting, and business management and administration services (2) Banking services, financial services, namely, financial analysis, financial planning, financial research, mutual fund services; investment management and advisory services; corporate trust services; trust and estate management services; securities custody, processing, lending, clearing and execution services; and depositary receipts services

26.

BNY

      
Application Number 233197900
Status Pending
Filing Date 2024-06-11
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 35 - Advertising and business services
  • 36 - Financial, insurance and real estate services

Goods & Services

(1) Fund portfolio accounting, reconciliation and reporting, and business management and administration services (2) Banking services, financial services, namely, financial analysis, financial planning, financial research, mutual fund services; investment management and advisory services; corporate trust services; trust and estate management services; securities custody, processing, lending, clearing and execution services; and depositary receipts services

27.

BNY

      
Application Number 019039391
Status Registered
Filing Date 2024-06-11
Registration Date 2024-11-07
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 35 - Advertising and business services
  • 36 - Financial, insurance and real estate services

Goods & Services

Fund portfolio accounting, reconciliation and reporting, and business management and administration services. Banking services; financial analysis and research services; financial information and advisory services; financial affairs and monetary affairs, namely, financial information, management and analysis services; financial data analysis; financial services, namely, wealth management; financial services, namely, asset management; financial data analysis services, namely, integration, aggregation and analysis of financial data, data concerning financial assets, and financial research data, the foregoing being performed by electronic means; financial services, namely, financial portfolio analysis services; financial services, namely, evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; financial services, namely, financial planning; investment management and advisory services; trust services, namely, investment and trust company services; trust services, namely, estate trust management; securities services, namely, securities trade execution services, financial securities exchange services, and securities deposit services; securities trading and investment services for others via the internet; providing financial services with respect to securities and other financial instruments and products, namely, money management services; financial custody services, namely, maintaining possession of financial assets for others for financial management purposes; securities lending services; clearing services, namely, clearing and reconciling financial transactions via a global computer network; financial investment services, namely, administering the issuance of negotiable financial instruments traded on local stock exchanges that represent shares of foreign companies, namely, depositary receipts; depositary receipts services, namely, financial management and advisory services related to negotiable financial instruments traded on local stock exchanges that represent shares of foreign companies.

28.

BNY

      
Application Number 019039466
Status Registered
Filing Date 2024-06-11
Registration Date 2024-10-26
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 35 - Advertising and business services

Goods & Services

Fund portfolio accounting, reconciliation and reporting, and business management and administration services.

29.

Firewall drift monitoring and detection

      
Application Number 18399786
Grant Number 12149504
Status In Force
Filing Date 2023-12-29
First Publication Date 2024-04-25
Grant Date 2024-11-19
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Wu, Benjamin
  • Seetharaman, Sridhar M.
  • Denega, Yaroslav

Abstract

The present application relates to embodiments for detecting firewall drift. In some embodiments, a first set of firewall rules of a first firewall for a first instance of a distributed application, a second set of firewall rules of a second firewall for a second instance of the distributed application, and a mapping of IP addresses to identifiers of services from amongst a first set of services of the first instance and a second set of services of the second instance may be obtained. First connectivity data and second connectivity data may be generated indicating, for each of IP address associated with the first and second set of firewall rules, a respective port number over which communications between a respective IP address are transmitted, and generating comparison data indicating whether firewall drift is detected based on a comparison of the first connectivity data and the second connectivity data.

IPC Classes  ?

30.

TRANSFORMATION OF HIERARCHICAL DATA STRUCTURE INTO A GRID PATTERN

      
Application Number US2023076852
Publication Number 2024/086496
Status In Force
Filing Date 2023-10-13
Publication Date 2024-04-25
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Soto, Claudio Alberto
  • Ravindran, Aravind Kumar

Abstract

The disclosure relates to systems and methods of generating a grid pattern display from hierarchical data structures. A system may access a hierarchical data structure comprising a root node, a parent node, and a leaf node. The system may obtain a leaf node size and determine a margin for each cell and each group in the grid pattern to ensure uniform spacing for the leaf nodes in the grid pattern. The system may set presentation layer data based on the determined spacing to generate a set of data elements of the presentation layer. The system may split the set of data elements of the presentation layer based on a size of a display container, the display container being used to display the grid pattern. The system may consume the presentation layer into a display layer to render a grid transformation of the hierarchical data.

IPC Classes  ?

  • G06F 3/14 - Digital output to display device

31.

Transformation of hierarchical data structure into a grid pattern

      
Application Number 17967386
Grant Number 12124514
Status In Force
Filing Date 2022-10-17
First Publication Date 2024-04-18
Grant Date 2024-10-22
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Soto, Claudio Alberto
  • Ravindran, Aravind Kumar

Abstract

The disclosure relates to systems and methods of generating a grid pattern display from hierarchical data structures. A system may access a hierarchical data structure comprising a root node, a parent node, and a leaf node. The system may obtain a leaf node size and determine a margin for each cell and each group in the grid pattern to ensure uniform spacing for the leaf nodes in the grid pattern. The system may set presentation layer data based on the determined spacing to generate a set of data elements of the presentation layer. The system may split the set of data elements of the presentation layer based on a size of a display container, the display container being used to display the grid pattern. The system may consume the presentation layer into a display layer to render a grid transformation of the hierarchical data.

IPC Classes  ?

  • G06F 16/00 - Information retrievalDatabase structures thereforFile system structures therefor
  • G06F 16/28 - Databases characterised by their database models, e.g. relational or object models
  • G06F 16/901 - IndexingData structures thereforStorage structures
  • G06N 5/01 - Dynamic search techniquesHeuristicsDynamic treesBranch-and-bound

32.

APPLICATION SCENARIO INJECTION AND VALIDATION SYSTEM

      
Application Number US2023075893
Publication Number 2024/077028
Status In Force
Filing Date 2023-10-04
Publication Date 2024-04-11
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Zakharchenko, Aleksandr

Abstract

Provided is a method including identifying one or more injection points in a flow of an application and determining that a first injection point of the one or more injection points permits scenario injection. The method further includes injecting first scenario source code for a first scenario function at the first injection point in source code of the application and storing the application including the first scenario source code for the first scenario function. The method further includes receiving instruction to activate the first scenario function, activating the first scenario function. Furthermore, the method includes running the application when the first scenario function is activated, such that the running the application when the first scenario function is activated causes the application to operate concurrently with the first scenario function and providing a first application output.

IPC Classes  ?

  • G06F 11/36 - Prevention of errors by analysis, debugging or testing of software

33.

APPLICATION SCENARIO INJECTION AND VALIDATION SYSTEM

      
Application Number 17961905
Status Pending
Filing Date 2022-10-07
First Publication Date 2024-04-11
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Zakharchenko, Aleksandr

Abstract

Provided is a method including identifying one or more injection points in a flow of an application and determining that a first injection point of the one or more injection points permits scenario injection. The method further includes injecting first scenario source code for a first scenario function at the first injection point in source code of the application and storing the application including the first scenario source code for the first scenario function. The method further includes receiving instruction to activate the first scenario function, activating the first scenario function. Furthermore, the method includes running the application when the first scenario function is activated, such that the running the application when the first scenario function is activated causes the application to operate concurrently with the first scenario function and providing a first application output.

IPC Classes  ?

  • G06F 11/36 - Prevention of errors by analysis, debugging or testing of software

34.

METHODS AND SYSTEMS FOR IMPROVING HARDWARE RESILIENCY DURING SERIAL PROCESSING TASKS IN DISTRIBUTED COMPUTER NETWORKS

      
Application Number 18480185
Status Pending
Filing Date 2023-10-03
First Publication Date 2024-03-28
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Stribady, Sanjay Kumar
  • Sharma, Saket
  • Taskale, Gursel

Abstract

The system uses the non-repudiatory persistence of blockchain technology to store all task statuses and results across the distributed computer network in an immutable blockchain database. Coupled with the resiliency of the stored data, the system may determine a sequence of processing tasks for a given processing request and use the sequence to detect and/or predict failures. Accordingly, in the event of a detected system failure, the system may recover the results prior to the failure, minimizing disruptions to processing the request and improving hardware resiliency.

IPC Classes  ?

  • G06F 9/48 - Program initiatingProgram switching, e.g. by interrupt
  • G06F 9/451 - Execution arrangements for user interfaces
  • G06F 16/23 - Updating
  • G06F 16/25 - Integrating or interfacing systems involving database management systems
  • G06N 20/00 - Machine learning
  • H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system
  • H04L 9/40 - Network security protocols
  • H04L 67/10 - Protocols in which an application is distributed across nodes in the network
  • H04L 67/1097 - Protocols in which an application is distributed across nodes in the network for distributed storage of data in networks, e.g. transport arrangements for network file system [NFS], storage area networks [SAN] or network attached storage [NAS]

35.

Multi-modal-based generation of data synchronization instructions

      
Application Number 18365676
Grant Number 12259908
Status In Force
Filing Date 2023-08-04
First Publication Date 2024-03-21
Grant Date 2025-03-25
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Blank, Brian

Abstract

In certain embodiments, multi-modal-based generation of settlement instructions may be facilitated. In some embodiments, a portfolio of a live environment may be emulated in a projected environment. A target portfolio may be generated in the projected environment based on the emulated portfolio. Partial synchronization between the target portfolio of the projected environment and the portfolio of the live environment may be performed such that a first subset of changes to the portfolio of the live environment are reflected in the target portfolio of the projected environment. Subsequent to the partial synchronization, the target portfolio of the projected environment may be updated such that the update of the target portfolio accounts for the first subset of changes. Subsequent to the update of the target portfolio, settlement instructions may be generated based on differences between the target portfolio of the projected environment and the portfolio of the live environment.

IPC Classes  ?

  • G06F 16/00 - Information retrievalDatabase structures thereforFile system structures therefor
  • G06F 16/23 - Updating
  • G06F 16/27 - Replication, distribution or synchronisation of data between databases or within a distributed database systemDistributed database system architectures therefor

36.

DEEP LEARNING MODELING WITH DATA DISCONTINUITIES

      
Application Number 17940126
Status Pending
Filing Date 2022-09-08
First Publication Date 2024-03-14
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Rieder, Philipp

Abstract

The disclosure relates to systems and methods of deep learning with data discontinuities. A discontinuity may refer to a concatenation point in a series of data, such as a time series data, at which two sequences of data have been joined. A system may address data discontinuities by tuning a model parameter that minimizes error around concatenation points. For example, the model parameter may include a sample weight that is applied to data values adjacent to the concatenation points. A sample weight may be specifically tuned based on one or more characteristics of the input data. The characteristics may include a frequency of concatenation points relative to the length of a concatenated time series, a magnitude of the discontinuity, and/or other characteristics of the input data having discontinuities. In this manner, optimizers for deep learning penalize error resulting from the discontinuities, which may reduce overall modeling error.

IPC Classes  ?

  • G06N 3/04 - Architecture, e.g. interconnection topology

37.

MAPPING ACTIVATION FUNCTIONS TO DATA FOR DEEP LEARNING

      
Application Number 17940159
Status Pending
Filing Date 2022-09-08
First Publication Date 2024-03-14
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Rieder, Philipp

Abstract

The disclosure relates to systems and methods of mapping deep learning activation functions to input data. For example, a system may select one or more activation functions for one or more layers of a neural network based on properties that cause modeling errors or otherwise should be accounted for. The properties that may cause modeling error or otherwise should be accounted for in deep learning may include skewness, kurtosis, range boundedness, and/or other properties. The selected activation functions may be placed at one or more layers of a neural network. In this manner, the neural network may be tuned with specific activation functions that align with the properties of the input data.

IPC Classes  ?

38.

SYSTEMS AND METHODS FOR FORECASTING UTILIZING LAGGED AND CORRELATED DATA SETS

      
Application Number 17978537
Status Pending
Filing Date 2022-11-01
First Publication Date 2024-02-29
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Garge, Nikhil Ranjan

Abstract

Systems, software, and methods are disclosed for generating a prediction of time-series data from data sets. A system is configured to: retrieve, for each product of a set of products, the time-series data including time-value pairs; select a first product; compute a correlation value between the first product and other products and for one or more degrees of lag to obtain a set of correlation values representing the correlations between the first product to the other products assessed at prior times; select a subset of products based at least in part on the correlation values; provide the time-series data associated with each product from the subset of products and the first product to a machine learning model trained to predict a future value of the first product based on values of the subset of products; and obtain prediction data representing a set of predicted values for the first product.

IPC Classes  ?

  • G06Q 10/04 - Forecasting or optimisation specially adapted for administrative or management purposes, e.g. linear programming or "cutting stock problem"
  • G06N 5/02 - Knowledge representationSymbolic representation

39.

SIGNATURE VERIFICATION BASED ON TOPOLOGICAL STOCHASTIC MODELS

      
Application Number 17894011
Status Pending
Filing Date 2022-08-23
First Publication Date 2024-02-29
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Ghalyan, Ibrahim
  • Chi, Binlin

Abstract

The systems and methods relate to electronic signature verification based on topological stochastic models (TSM). The TSM may be trained on samples of known authentic signatures of a signee. Training the TSM may include TSM features extraction on the training samples to extract feature vectors, TSM features aggregation to aggregate the feature vectors, and optimal threshold estimation to determine an optimal threshold value. The optimal threshold value and overall aggregate of feature vectors may be used to evaluate feature vectors extracted from a signature to be verified. For example, a distance between the resulting feature vector extracted from the input sequence and the aggregated feature vector is determined. The distance is compared to the optimal threshold value to determine whether the signature in the input image is verified. The signature in the input image is verified if the distance is less than or equal to the optimal threshold value.

IPC Classes  ?

  • G06V 30/32 - Digital ink
  • G06N 3/04 - Architecture, e.g. interconnection topology
  • G06V 30/182 - Extraction of features or characteristics of the image by coding the contour of the pattern

40.

SIGNATURE VERIFICATION BASED ON TOPOLOGICAL STOCHASTIC MODELS

      
Application Number US2022041637
Publication Number 2024/043899
Status In Force
Filing Date 2022-08-26
Publication Date 2024-02-29
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Ghalyan, Ibrahim
  • Chi, Binlin

Abstract

The systems and methods relate to electronic signature verification based on topological stochastic models (TSM). The TSM may be trained on samples of known authentic signatures of a signee. Training the TSM may include TSM features extraction on the training samples to extract feature vectors, TSM features aggregation to aggregate the feature vectors, and optimal threshold estimation to determine an optimal threshold value. The optimal threshold value and overall aggregate of feature vectors may be used to evaluate feature vectors extracted from a signature to be verified. For example, a distance between the resulting feature vector extracted from the input sequence and the aggregated feature vector is determined. The distance is compared to the optimal threshold value to determine whether the signature in the input image is verified. The signature in the input image is verified if the distance is less than or equal to the optimal threshold value.

IPC Classes  ?

  • G06V 10/44 - Local feature extraction by analysis of parts of the pattern, e.g. by detecting edges, contours, loops, corners, strokes or intersectionsConnectivity analysis, e.g. of connected components
  • G06V 10/84 - Arrangements for image or video recognition or understanding using pattern recognition or machine learning using probabilistic graphical models from image or video features, e.g. Markov models or Bayesian networks
  • G06V 40/30 - Writer recognitionReading and verifying signatures

41.

MULTI-CONTEXTUAL ANOMALY DETECTION

      
Application Number 17878272
Status Pending
Filing Date 2022-08-01
First Publication Date 2024-02-01
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Azeez, Innamul Hassan Abdul
  • Mangalam, Badri V.
  • Seetharaman, Sridhar M.

Abstract

The disclosure relates to systems and methods of detecting anomalies using a plurality of machine learning models. Each of the machine learning models may be trained to detect a respective behavior of historical data values for a given metric. Thus, a system may perform anomaly detection based on different behaviors of the same metric of data, reducing instances of false positive anomaly detection while also reducing instances of false negative reporting. The plurality of machine learning models may be trained to detect anomalies across multiple different types of metrics as well, providing robust multi-metric anomaly detection across a range of behaviors of historical data values. The system may implement a pluggable architecture for the plurality of machine learning models in which models may be added or removed from pluggable architecture. In this way, the system may detect anomalies using a configurable set of machine learning models.

IPC Classes  ?

  • G06F 11/07 - Responding to the occurrence of a fault, e.g. fault tolerance
  • G06N 20/00 - Machine learning

42.

System and methods for controlled access to computer resources

      
Application Number 18174234
Grant Number 11855997
Status In Force
Filing Date 2023-02-24
First Publication Date 2023-12-26
Grant Date 2023-12-26
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Adam, Christian Constantin
  • Salman, Mohamad
  • Shakil, Jassem
  • Runte, Christopher
  • Lunglhofer, David Jeffrey

Abstract

Provided is a system and method for enabling of access to a computer resource by a computer system comprising: providing to a user an interface configured to receive a request for access to a computer resource; determining if the user is permitted to access the computer resource based on a user profile; providing a user verification interface configured to receive user identity verification information; determining if the user identity verification information is valid in response to a reply to the request for user identify verification information; and in response to determining that the user is permitted access to the computer resource and that the user verification information is valid: updating a security policy to reflect that the user is permitted to access the computer resource, and providing access to the computer resource for a limited time duration.

IPC Classes  ?

  • H04L 29/00 - Arrangements, apparatus, circuits or systems, not covered by a single one of groups
  • H04L 9/40 - Network security protocols

43.

TRAINING A NEURAL NETWORK MODEL ACROSS MULTIPLE DOMAINS

      
Application Number 17884205
Status Pending
Filing Date 2022-08-09
First Publication Date 2023-11-09
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Prasad, Abhinav
  • Liu, Beibei
  • Rathi, Romil
  • Marquis, Richard
  • Sambyal, Rajeev

Abstract

The disclosure relates to systems and methods of generating a mixture model for approximating non-normal distributions of time series data. The mixture model may include clusters of normal distributions that together approximate a non-normal distribution. The mixture model may be used to normalize input data for machine learning models. For example, a machine learning model such as an autoencoder may be trained to make predictions on the normalized input data. The predictions may relate to the time series of data. In one example, the time series of data may be market data for a security. The market data my include one or more features that are normalized using the mixture model. The predictions may include a predicted rate at which a lender will charge to borrow a security for short selling, where such rate may depend on the market data for the security.

IPC Classes  ?

44.

TRAINING A NEURAL NETWORK MODEL ACROSS MULTIPLE DOMAINS

      
Application Number US2023066502
Publication Number 2023/215752
Status In Force
Filing Date 2023-05-02
Publication Date 2023-11-09
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Prasad, Abhinav
  • Liu, Beibei
  • Rathi, Romil
  • Marquis, Richard
  • Sambyal, Rajeev

Abstract

The disclosure relates to systems and methods of generating a mixture model for approximating non-normal distributions of time series data. The mixture model may include clusters of normal distributions that together approximate a non-normal distribution. The mixture model may be used to normalize input data for machine learning models. For example, a machine learning model such as an autoencoder may be trained to make predictions on the normalized input data. The predictions may relate to the time series of data. In one example, the time series of data may be market data for a security. The market data my include one or more features that are normalized using the mixture model. The predictions may include a predicted rate at which a lender will charge to borrow a security for short selling, where such rate may depend on the market data for the security.

IPC Classes  ?

  • G06N 3/0442 - Recurrent networks, e.g. Hopfield networks characterised by memory or gating, e.g. long short-term memory [LSTM] or gated recurrent units [GRU]
  • G06N 3/09 - Supervised learning
  • G06N 3/0455 - Auto-encoder networksEncoder-decoder networks
  • G06Q 40/04 - Trading Exchange, e.g. stocks, commodities, derivatives or currency exchange
  • G06Q 30/0202 - Market predictions or forecasting for commercial activities

45.

RECURRENT NEURAL NETWORKS WITH GAUSSIAN MIXTURE BASED NORMALIZATION

      
Application Number 17884165
Status Pending
Filing Date 2022-08-09
First Publication Date 2023-11-09
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Prasad, Abhinav
  • Liu, Beibei
  • Rathi, Romil
  • Marquis, Richard
  • Sambyal, Rajeev

Abstract

The disclosure relates to systems and methods of generating a mixture model for approximating non-normal distributions of time series data. The mixture model may include clusters of normal distributions that together approximate a non-normal distribution. The mixture model may be used to normalize input data for machine learning models. For example, a machine learning model such as an autoencoder may be trained to make predictions on the normalized input data. The predictions may relate to the time series of data. In one example, the time series of data may be market data for a security. The market data my include one or more features that are normalized using the mixture model. The predictions may include a predicted rate at which a lender will charge to borrow a security for short selling, where such rate may depend on the market data for the security.

IPC Classes  ?

  • G06Q 40/04 - Trading Exchange, e.g. stocks, commodities, derivatives or currency exchange
  • G06Q 30/02 - MarketingPrice estimation or determinationFundraising

46.

RECURRENT NEURAL NETWORKS WITH GAUSSIAN MIXTURE BASED NORMALIZATION

      
Application Number US2023066497
Publication Number 2023/215747
Status In Force
Filing Date 2023-05-02
Publication Date 2023-11-09
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Prasad, Abhinav
  • Liu, Beibei
  • Rathi, Romil
  • Marquis, Richard
  • Sambyal, Rajeev

Abstract

The disclosure relates to systems and methods of generating a mixture model for approximating non-normal distributions of time series data. The mixture model may include clusters of normal distributions that together approximate a non-normal distribution. The mixture model may be used to normalize input data for machine learning models. For example, a machine learning model such as an autoencoder may be trained to make predictions on the normalized input data. The predictions may relate to the time series of data. In one example, the time series of data may be market data for a security. The market data my include one or more features that are normalized using the mixture model. The predictions may include a predicted rate at which a lender will charge to borrow a security for short selling, where such rate may depend on the market data for the security.

IPC Classes  ?

  • G06N 3/045 - Combinations of networks
  • G06N 3/044 - Recurrent networks, e.g. Hopfield networks
  • G06N 3/0455 - Auto-encoder networksEncoder-decoder networks
  • G06N 7/01 - Probabilistic graphical models, e.g. probabilistic networks

47.

Computer system and method for facilitating real-time determination of a process completion likelihood

      
Application Number 17979353
Grant Number 12124835
Status In Force
Filing Date 2022-11-02
First Publication Date 2023-11-02
Grant Date 2024-10-22
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Gonzalez, Francisco Javier Vicente
  • Singh, Abhishek
  • Owen, Jonathan

Abstract

Provided are systems, methods, and programming for facilitating real-time determination of a process completion likelihood. In some embodiments, data including an update to a system, the update occurring at a first time, wherein updates to the system are permitted until an expiration time may be obtained, a set of fixed descriptors of the system may be retrieved and/or received, and a set of status updates describing the system at prior times may be obtained. Each status update of the set of one or more status updates includes at least (i) an update to the first system and (ii) a time that the respective status update occurred. Based on the data, the fixed descriptors, and the status updates, using a trained machine learning model, a failure/success score indicating a likelihood that, at the expiration time, the system satisfies a threshold condition may be computed and stored in memory.

IPC Classes  ?

  • G06F 8/65 - Updates
  • G06F 11/34 - Recording or statistical evaluation of computer activity, e.g. of down time, of input/output operation

48.

COMPUTER SYSTEM AND METHOD FOR FACILITATING REAL-TIME DETERMINATION OF A PROCESS COMPLETION LIKELIHOOD

      
Application Number US2023019326
Publication Number 2023/211765
Status In Force
Filing Date 2023-04-21
Publication Date 2023-11-02
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Gonzalez, Francisco Javier Vicente
  • Singh, Abhishek
  • Owen, Jonathan

Abstract

Provided are systems, methods, and programming for facilitating real-time determination of a process completion likelihood. In some embodiments, data including an update to a system, the update occurring at a first time, wherein updates to the system are permitted until an expiration time may be obtained, a set of fixed descriptors of the system may be retrieved and/or received, and a set of status updates describing the system at prior times may be obtained. Each status update of the set of one or more status updates includes at least (i) an update to the first system and (ii) a time that the respective status update occurred. Based on the data, the fixed descriptors, and the status updates, using a trained machine learning model, a failure/success score indicating a likelihood that, at the expiration time, the system satisfies a threshold condition may be computed and stored in memory.

IPC Classes  ?

  • G06N 5/01 - Dynamic search techniquesHeuristicsDynamic treesBranch-and-bound
  • G06N 20/20 - Ensemble learning

49.

TIME SERIES DATA SET SIMULATION

      
Application Number 17720966
Status Pending
Filing Date 2022-04-14
First Publication Date 2023-10-19
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Jain, Mohit
  • Kumar, Srishti

Abstract

Provided is a method including obtaining a plurality of time series data sets and a synthetic time series data set that is associated with a first machine learning label such that the first machine learning label is associated with a first time series data set of the plurality of time series data sets. The method includes inputting the synthetic time series data set, the first machine learning label, a second machine learning label that is associated with a second time series data set of the plurality of time series data sets, and a series of generated values in a time series simulation machine learning model that includes a trained generative adversarial network. The method includes running a generator neural network included in the trained generative adversarial network with the inputs and then generating a synthetic second time series data set for the second time series data set.

IPC Classes  ?

50.

Methods and Systems for Implementing Automated Controls Assessment in Computer Systems

      
Application Number 18336396
Status Pending
Filing Date 2023-06-16
First Publication Date 2023-10-12
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Mitter, Uddipt

Abstract

Methods and systems for scheduling execution of an automated controls assessment include receiving a user input to generate an automated controls assessment audit; receiving an area of audit for the audit; receiving a category of the audit; receiving scheduling data for executing the audit; determining whether the scheduling data is met; responsive to determining that the scheduling data is met, transmitting, to an API-based agent, an instruction to execute the audit; receiving, from the API-based agent, a response to the audit; processing, using a library of reusable features for controls assessment audits for a plurality of computer domains, the response to generate a result of the audit; and generating, for display, on a display device, an instance of a first user interface, wherein the instance of the first user interface comprises the result of the automated controls assessment audit.

IPC Classes  ?

  • G06F 21/57 - Certifying or maintaining trusted computer platforms, e.g. secure boots or power-downs, version controls, system software checks, secure updates or assessing vulnerabilities

51.

METHODS AND SYSTEMS FOR BALANCING LOADS IN DISTRIBUTED COMPUTER NETWORKS FOR COMPUTER PROCESSING REQUESTS WITH VARIABLE RULE SETS AND DYNAMIC PROCESSING LOADS

      
Application Number 18318954
Status Pending
Filing Date 2023-05-17
First Publication Date 2023-09-14
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Deng, Qun

Abstract

Methods and systems are described for balancing loads in distributed computer networks for computer processing requests with variable rule sets and dynamic processing loads. The methods and systems may include determining an initial allocation of the plurality of processing requests to the plurality of available domains that has a lowest initial sum excess processing load. The methods and systems may then retrieve an updated estimated processing load for at least one of the plurality of processing requests and determine a secondary allocation of the plurality of processing requests to the plurality of available domains.

IPC Classes  ?

  • G06F 9/50 - Allocation of resources, e.g. of the central processing unit [CPU]

52.

SYSTEM AND METHODS FOR APPLICATION FAILOVER AUTOMATION

      
Application Number US2023012072
Publication Number 2023/163846
Status In Force
Filing Date 2023-02-01
Publication Date 2023-08-31
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Hogan, William, A.
  • Vellala, Anil, K.
  • Suda, Venkata, R.
  • Wu, Benjamin, Nien-Ting

Abstract

Provided is a failover automation system and method comprising: obtaining, by a processor, a process inventory for a failover of an application from a first datacenter to a second data center; generating, by the processor, a data model for the failover based on the process inventor; generating, by the processor, a workflow for the failover based on the data model; assembling, by the processor, a set of one or more virtual engineers to perform the failover for the application based on the workflow; and performing, by the processor, the failover for the application with the set of one or more virtual engineers based on the workflow.

IPC Classes  ?

  • G06F 11/20 - Error detection or correction of the data by redundancy in hardware using active fault-masking, e.g. by switching out faulty elements or by switching in spare elements

53.

System and methods for application failover automation

      
Application Number 17679879
Grant Number 12242334
Status In Force
Filing Date 2022-02-24
First Publication Date 2023-08-24
Grant Date 2025-03-04
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Hogan, William A.
  • Vellala, Anil K.
  • Suda, Venkata R.
  • Wu, Benjamin Nien-Ting

Abstract

Provided is a failover automation system and method comprising: obtaining, by a processor, a process inventory for a failover of an application from a first datacenter to a second data center; generating, by the processor, a data model for the failover based on the process inventor; generating, by the processor, a workflow for the failover based on the data model; assembling, by the processor, a set of one or more virtual engineers to perform the failover for the application based on the workflow; and performing, by the processor, the failover for the application with the set of one or more virtual engineers based on the workflow.

IPC Classes  ?

  • G06F 11/00 - Error detectionError correctionMonitoring
  • G06F 11/07 - Responding to the occurrence of a fault, e.g. fault tolerance

54.

Application architecture drift detection system

      
Application Number 17666267
Grant Number 11729057
Status In Force
Filing Date 2022-02-07
First Publication Date 2023-08-10
Grant Date 2023-08-15
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Mangalam, Badri
  • Seetharaman, Sridhar
  • Thiruvengadathan, Lakshmi

Abstract

Provided is an architecture drift detection system and method including: obtaining a first set of architecture design metrics associated with a first application; obtaining first set of data metrics associated with a first instance of the first application that is installed at a first server computing system; obtaining a second set of data metrics associated with a second instance of the first application that is installed at a second server computing system; determining, using the first set of data metrics and the second set of data metrics, that at least one of the first instance, the first server computing system, the second instance, or the second server computing system deviates from one or more architecture design metrics from the first set of architecture design metrics associated with the first application; and providing a deviation notification indicating a deviation from the one or more architecture design metrics.

IPC Classes  ?

  • H04L 41/08 - Configuration management of networks or network elements
  • H04L 67/00 - Network arrangements or protocols for supporting network services or applications
  • H04L 47/70 - Admission controlResource allocation
  • H04L 47/762 - Admission controlResource allocation using dynamic resource allocation, e.g. in-call renegotiation requested by the user or requested by the network in response to changing network conditions triggered by the network
  • H04L 67/104 - Peer-to-peer [P2P] networks

55.

APPLICATION ARCHITECTURE DRIFT DETECTION SYSTEM

      
Application Number US2023011033
Publication Number 2023/150022
Status In Force
Filing Date 2023-01-18
Publication Date 2023-08-10
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Mangalam, Badri
  • Seetharaman, Sridhar
  • Thiruvengadathan, Lakshmi

Abstract

Provided is an architecture drift detection system and method including: obtaining a first set of architecture design metrics associated with a first application; obtaining first set of data metrics associated with a first instance of the first application that is installed at a first server computing system; obtaining a second set of data metrics associated with a second instance of the first application that is installed at a second server computing system; determining, using the first set of data metrics and the second set of data metrics, that at least one of the first instance, the first server computing system, the second instance, or the second server computing system deviates from one or more architecture design metrics from the first set of architecture design metrics associated with the first application; and providing a deviation notification indicating a deviation from the one or more architecture design metrics.

IPC Classes  ?

56.

System and methods for prediction communication performance in networked systems

      
Application Number 17959939
Grant Number 12136050
Status In Force
Filing Date 2022-10-04
First Publication Date 2023-06-22
Grant Date 2024-11-05
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Dubey, Vinay

Abstract

Systems for predicting communication settlement times across disparate networks store a first tier of a machine learning architecture comprising multiple machine learning models and an aggregation layer; store a second tier comprising rule sets for predicting settlement times; receive multiple data feeds corresponding to multiple communication data types; generate feature inputs based on the data feeds; input the feature inputs into the respective models to generate respective outputs; generate, using the aggregation layer, a third feature input based on the outputs; determine, based on the third feature input, a first rule set for predicting settlement times; receive a communication; predict a settlement time based on the first rule set; determine an aggregated communication load at a first time based on the settlement time; determine a performance availability requirement based on the load; determine a recommendation based on the performance availability requirement; and generate the recommendation based on the settlement time.

IPC Classes  ?

  • G06Q 10/063 - Operations research, analysis or management
  • G06F 11/34 - Recording or statistical evaluation of computer activity, e.g. of down time, of input/output operation
  • G06F 18/25 - Fusion techniques
  • G06N 3/04 - Architecture, e.g. interconnection topology
  • G06N 5/025 - Extracting rules from data
  • G06N 5/04 - Inference or reasoning models
  • G06N 7/01 - Probabilistic graphical models, e.g. probabilistic networks

57.

Firewall drift monitoring and detection

      
Application Number 17531315
Grant Number 11936621
Status In Force
Filing Date 2021-11-19
First Publication Date 2023-05-25
Grant Date 2024-03-19
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Wu, Benjamin
  • Seetharaman, Sridhar M.
  • Denega, Yaroslav

Abstract

The present application relates to embodiments for detecting firewall drift. In some embodiments, a first set of firewall rules of a first firewall for a first instance of a distributed application, a second set of firewall rules of a second firewall for a second instance of the distributed application, and a mapping of IP addresses to identifiers of services from amongst a first set of services of the first instance and a second set of services of the second instance may be obtained. First connectivity data and second connectivity data may be generated indicating, for each of IP address associated with the first and second set of firewall rules, a respective port number over which communications between a respective IP address are transmitted, and generating comparison data indicating whether firewall drift is detected based on a comparison of the first connectivity data and the second connectivity data.

IPC Classes  ?

58.

FIREWALL DRIFT MONITORING AND DETECTION

      
Application Number US2022049674
Publication Number 2023/091359
Status In Force
Filing Date 2022-11-11
Publication Date 2023-05-25
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Wu, Benjamin
  • Seetharaman, Sridhar
  • Denega, Yaroslav

Abstract

The present application relates to embodiments for detecting firewall drift. In some embodiments, a first set of firewall rules of a first firewall for a first instance of a distributed application, a second set of firewall rules of a second firewall for a second instance of the distributed application, and a mapping of IP addresses to identifiers of services from amongst a first set of services of the first instance and a second set of services of the second instance may be obtained. First connectivity data and second connectivity data may be generated indicating, for each of IP address associated with the first and second set of firewall rules, a respective port number over which communications between a respective IP address are transmitted, and generating comparison data indicating whether firewall drift is detected based on a comparison of the first connectivity data and the second connectivity data.

IPC Classes  ?

59.

Multi-modal-based generation of data synchronization instructions

      
Application Number 17826688
Grant Number 11893040
Status In Force
Filing Date 2022-05-27
First Publication Date 2023-05-18
Grant Date 2024-02-06
Owner The Bank of New York Mellon (USA)
Inventor Blank, Brian

Abstract

In certain embodiments, multi-modal-based generation of settlement instructions may be facilitated. In some embodiments, a portfolio of a live environment may be emulated in a projected environment. A target portfolio may be generated in the projected environment based on the emulated portfolio. Partial synchronization between the target portfolio of the projected environment and the portfolio of the live environment may be performed such that a first subset of changes to the portfolio of the live environment are reflected in the target portfolio of the projected environment. Subsequent to the partial synchronization, the target portfolio of the projected environment may be updated such that the update of the target portfolio accounts for the first subset of changes. Subsequent to the update of the target portfolio, settlement instructions may be generated based on differences between the target portfolio of the projected environment and the portfolio of the live environment.

IPC Classes  ?

  • G06F 16/00 - Information retrievalDatabase structures thereforFile system structures therefor
  • G06F 16/27 - Replication, distribution or synchronisation of data between databases or within a distributed database systemDistributed database system architectures therefor
  • G06F 16/23 - Updating

60.

Data reuse computing architecture

      
Application Number 17524452
Grant Number 11941353
Status In Force
Filing Date 2021-11-11
First Publication Date 2023-05-11
Grant Date 2024-03-26
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Raman, Rajesh
  • Maurya, Aishwarya
  • Graper, Joanna
  • Chen, Yi Cong
  • Krishnamurthy, Purushothaman

Abstract

Disclosed is an improved computer architecture for generating an electronic data layout by having a user input a portion of dataset and obtaining the remaining portion of the format data from a data storage that stores reusable data for various data layouts. A master data object is configured to store “request-agnostic data,” which is typically that portion of dataset that does not differ, or is common, between various data layouts. The data that differs between various data layouts, such as the data that is specific to a form, may be considered as “request-specific data.” When a data layout generation request is received, the user may be prompted to input request-specific data, but not the request-agnostic data. The system automatically obtains the request-agnostic data from the master data object, and integrates the request-agnostic data with the request-specific data to generate the form.

IPC Classes  ?

61.

ECPOCONNECT

      
Application Number 018853030
Status Registered
Filing Date 2023-03-24
Registration Date 2023-08-10
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 36 - Financial, insurance and real estate services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

Financial collateral management; financial management services, namely, financial collateral optimization services; financial evaluation, management and administration of financial guarantees in the nature of collateral management services; financial asset management services, namely, managing and optimizing assets used to secure loans and securities; financial services, namely, electronic financial trading of collateralized financial products and commodities; financial services, namely, mitigating credit risk associated with financial transactions; collateral financial management services, namely, mitigating credit risk associated with derivatives transactions; financial analysis featuring the calculation and optimization of financial product portfolios; financial information, advisory and consultancy services with regard to collateral assessment, coverage and valuation, and cross-product margin requirements. Providing an online, non-downloadable information delivery, transaction management and reporting software platform in the field of collateral management; platform as a service (PAAS) featuring a software platform for managing, analyzing, evaluating, trading, valuing and optimizing collateralized assets and financial product portfolios, mitigating credit risk associated with financial transactions, and liquidity and inventory management; platform as a service (PAAS) featuring a software platform for automating and optimizing collateral management in connection with the trading and handling of futures contracts and managing collateral communication workflows; platform as a service (PAAS) featuring a software platform for the purpose of providing historical and real-time data relating to margins and collateralized assets.

62.

NON-LINEAR SUBJECT BEHAVIOR PREDICTION SYSTEMS AND METHODS

      
Application Number 17478359
Status Pending
Filing Date 2021-09-17
First Publication Date 2023-03-23
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Prasad, Abhinav
  • De Oliveira, Carlos
  • Motamedi, Ali

Abstract

The present disclosure relates to predicting non-linear subject behavior that occurs in response to stimulus content. Determining a behavior model for the subject is described. The behavior model describes a density of an observed behavior of a subject. A prior probability subject behavior distribution associated with the observed behavior is determined. The prior probability subject behavior distribution comprises an assumption describing the observed behavior. The prior probability subject behavior distribution comprises a Gamma prior probability distribution. The non-linear subject behavior is predicted based on the stimulus content, the Gamma prior probability distribution, and the behavior model.

IPC Classes  ?

  • G06Q 30/02 - MarketingPrice estimation or determinationFundraising
  • G06N 7/00 - Computing arrangements based on specific mathematical models

63.

Methods and systems for adaptive, template-independent handwriting extraction from images using machine learning models

      
Application Number 17371951
Grant Number 12175799
Status In Force
Filing Date 2021-07-09
First Publication Date 2023-01-12
Grant Date 2024-12-24
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Chatbri, Houssem
  • Kok, Bethany

Abstract

Methods and systems for adaptive, template-independent handwriting extraction from images using machine learning models and without manual localization or review. For example, the system may receive an input image, wherein the input image comprises native printed content and handwritten content. The system may process the input image with a model to generate an output image, wherein the output image comprises extracted handwritten content based on the native handwritten content. The system may process the output image to digitally recognize the extracted handwritten content. The system may generate a digital representation of the input image, wherein the digital representation comprises the native printed content and the digitally recognized extracted handwritten content.

IPC Classes  ?

  • G06V 40/30 - Writer recognitionReading and verifying signatures
  • G06N 3/08 - Learning methods
  • G06T 5/50 - Image enhancement or restoration using two or more images, e.g. averaging or subtraction
  • G06T 5/70 - DenoisingSmoothing

64.

SYSTEM AND METHODS FOR GENERATING OPTIMAL DATA PREDICTIONS IN REAL-TIME FOR TIME SERIES DATA SIGNALS

      
Application Number 17369524
Status Pending
Filing Date 2021-07-07
First Publication Date 2023-01-12
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Ghalyan, Ibrahim F.

Abstract

Methods and systems are disclosed for generating optimal data predictions in time series data signals based on empirically-optimized model selection, noise filtering, and window size selection using machine learning models. For example, the system may receive a first subset of time series data. The system may receive a prediction horizon. The system may generate a feature input based on the first subset of time series data and the prediction horizon. The system may input the feature input into a machine learning model, wherein the machine learning model includes multiple components. The system may receive an output from the machine learning model. The system may generate for display, on a user interface, a prediction for the first subset of time series data at the prediction horizon based on the output.

IPC Classes  ?

  • G06K 9/62 - Methods or arrangements for recognition using electronic means
  • G06N 20/20 - Ensemble learning

65.

SYSTEMS AND METHODS FOR GENERATING OPTIMAL DATA PREDICTIONS IN REAL-TIME FOR TIME SERIES DATA SIGNALS

      
Application Number US2022035252
Publication Number 2023/283075
Status In Force
Filing Date 2022-06-28
Publication Date 2023-01-12
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Ghalyan, Ibrahim F.

Abstract

Methods and systems are disclosed for generating optimal data predictions in time series data signals based on empirically-optimized model selection, noise filtering, and window size selection using machine learning models. For example, the system may receive a first subset of time series data. The system may receive a prediction horizon. The system may generate a feature input based on the first subset of time series data and the prediction horizon. The system may input the feature input into a machine learning model, wherein the machine learning model includes multiple components. The system may receive an output from the machine learning model. The system may generate for display, on a user interface, a prediction for the first subset of time series data at the prediction horizon based on the output.

IPC Classes  ?

  • G06F 17/18 - Complex mathematical operations for evaluating statistical data

66.

Systems and methods for real-time processing

      
Application Number 17887113
Grant Number 12050934
Status In Force
Filing Date 2022-08-12
First Publication Date 2022-12-01
Grant Date 2024-07-30
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Blank, Brian

Abstract

A method for real-time data processing is described. The method being implemented on a computer system having one or more physical processors programmed with computer program instructions which, when executed, perform the method. The method comprising allocating a real-time dataset associated with a real-time data interaction to a node in a chain of nodes, wherein each node is representative of a user in the real-time data interaction; setting a node status of the node for the real-time dataset to pending; and independently of (i) a node status of the one or more upstream nodes and (ii) a node status of the one or more downstream nodes: periodically determining, by the computer system, an availability status of the node; and in response to the availability status satisfying the criterion, setting the node status for the real-time dataset as settled.

IPC Classes  ?

  • G06F 9/50 - Allocation of resources, e.g. of the central processing unit [CPU]

67.

Ensuring data integrity of executed transactions

      
Application Number 17886080
Grant Number 11907204
Status In Force
Filing Date 2022-08-11
First Publication Date 2022-12-01
Grant Date 2024-02-20
Owner The Bank of New York Mellon (USA)
Inventor
  • Pattanaik, Sarthak
  • Pertsovskiy, Vadim

Abstract

A central service provider manages a blockchain network that writes the cryptographic hash of each executed transaction in a block to the blockchain network. For each executed transaction, the central service provider generates and transmits a transaction receipt such that a party can verify that the transaction was appropriately executed. Additionally, a party can check that the party's records are correct by providing transaction data describing details of transactions recorded in the party's records to the central service provider. The central service provider verifies the party's records by comparing the transaction data in the party's records to the blocks of transaction records in the blockchain network. In some scenarios, the central service provider may identify or receive an identification of a discrepancy arising from one or more transactions. The central service provider can reconcile the identified discrepancy.

IPC Classes  ?

  • G06F 16/00 - Information retrievalDatabase structures thereforFile system structures therefor
  • G06F 16/23 - Updating
  • G06F 16/22 - IndexingData structures thereforStorage structures
  • H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system
  • G06F 11/14 - Error detection or correction of the data by redundancy in operation, e.g. by using different operation sequences leading to the same result
  • H04L 9/00 - Arrangements for secret or secure communicationsNetwork security protocols

68.

BNY MELLON PINPOINT

      
Application Number 018798603
Status Registered
Filing Date 2022-11-23
Registration Date 2023-04-12
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 36 - Financial, insurance and real estate services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

Providing mutual, hedge, exchange-traded, closed end fund, and SMA fund performance services; providing financial attribution and risk factor attribution in the nature of financial risk assessment services; providing financial services in the nature of financial market scenario analytics, financial risk measurement and fund exposure reporting, namely, financial reporting on topics of risk reward projections, market cap, region exposure, credit quality, maturity evaluations, and results from market scenario analysis, fund comparisons and correlations. Providing an online non-downloadable software platform for use as a financial modeling tool that enables users to perform financial market scenario analytics and financial and investment portfolio analysis; providing an online non-downloadable software platform that enables users to assess and measure investment performance, risk, returns, and expenses; providing an online non-downloadable software platform that enables uses to compare investment portfolios against benchmark investment portfolios.

69.

Methods and systems for generating predictions based on time series data using an ensemble modeling

      
Application Number 17205890
Grant Number 12141671
Status In Force
Filing Date 2021-03-18
First Publication Date 2022-09-22
Grant Date 2024-11-12
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Guo, Hongshan
  • Yu, Yu
  • Goel, Sahil
  • Wang, Lin

Abstract

The methods and systems provide an ensemble approach that combines multiple single-model-solutions to produce optimal forward-looking forecasts. Moreover, the methods and systems provide an architecture for this ensemble approach that ensures that the limitations for individual ensemble model components are compensated by other ensemble model components as inputs and outputs from ensemble model components are fed from one ensemble model component to another in a specific order to generate a final output upon which a conservative prediction is based.

IPC Classes  ?

  • G06N 20/20 - Ensemble learning
  • G06F 17/18 - Complex mathematical operations for evaluating statistical data

70.

Methods and systems for generating electronic communications featuring consistent data structuring and dynamically-determined data content for end-user specific data in environments with data storage constraints

      
Application Number 17206404
Grant Number 12056118
Status In Force
Filing Date 2021-03-19
First Publication Date 2022-09-22
Grant Date 2024-08-06
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Wolff, John
  • Zhu, Ruiyi
  • Riva, Marc
  • Horn, Natasha
  • Bheemavarapu, Vasanthi
  • Costantino, Robert

Abstract

The methods and systems for improving communication distribution. In particular, the methods and systems for improving communication distribution in environments where there is both the need for end-user specific data (e.g., customized content) and/or data storage constraints. For example, in order to address the security/privacy concerns during communication distribution, the methods and systems use a novel architecture that limits the amount of data that must be stored. Specifically, the system does not require permanent storage of communications featuring end-user specific data prior to the distribution of these communications. Accordingly, the storage requirements are greatly diminished, and privacy/security concerns are avoided.

IPC Classes  ?

71.

METHODS AND SYSTEMS FOR GENERATING ELECTRONIC COMMUNICATIONS FEATURING CONSISTENT DATA STRUCTURING AND DYNAMICALLY-DETERMINED DATA CONTENT FOR END-USER SPECIFIC DATA IN ENVIRONMENTS WITH DATA STORAGE CONSTRAINTS

      
Document Number 03152531
Status Pending
Filing Date 2022-03-17
Open to Public Date 2022-09-19
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Wolff, John
  • Zhu, Ruiyi
  • Riva, Marc
  • Horn, Natasha
  • Bheemavarapu, Vasanthi
  • Constantino, Robert

Abstract

The methods and systems for improving communication distribution. In particular, the methods and systems for improving communication distribution in environments where there is both the need for end-user specific data (e.g., customized content) and/or data storage constraints. For example, in order to address the security/privacy concerns during communication distribution, the methods and systems use a novel architecture that limits the amount of data that must be stored. Specifically, the system does not require permanent storage of communications featuring end-user specific data prior to the distribution of these communications. Accordingly, the storage requirements are greatly diminished, and privacy/security concerns are avoided.

IPC Classes  ?

72.

Methods and systems for real-time electronic verification of content with varying features in data-sparse computer environments

      
Application Number 17192369
Grant Number 11935331
Status In Force
Filing Date 2021-03-04
First Publication Date 2022-09-08
Grant Date 2024-03-19
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Ghalyan, Ibrahim

Abstract

The systems and methods provide a machine learning model that can exploit long time dependency for time-series sequences, perform end-to-end learning of dimension reduction and clustering, or train on long time-series sequences with low computation complexity. For example, the methods and systems use a novel, unsupervised temporal representation learning model. The model may generate cluster-specific temporal representations for long-history time series sequences and may integrate temporal reconstruction and a clustering objective into a joint end-to-end model.

IPC Classes  ?

  • G06V 40/30 - Writer recognitionReading and verifying signatures
  • G06F 18/21 - Design or setup of recognition systems or techniquesExtraction of features in feature spaceBlind source separation
  • G06F 18/214 - Generating training patternsBootstrap methods, e.g. bagging or boosting
  • G06F 18/22 - Matching criteria, e.g. proximity measures
  • G06F 18/23213 - Non-hierarchical techniques using statistics or function optimisation, e.g. modelling of probability density functions with fixed number of clusters, e.g. K-means clustering
  • G06F 18/24 - Classification techniques
  • G06N 20/00 - Machine learning
  • G06V 10/40 - Extraction of image or video features
  • G06V 10/44 - Local feature extraction by analysis of parts of the pattern, e.g. by detecting edges, contours, loops, corners, strokes or intersectionsConnectivity analysis, e.g. of connected components
  • G06V 10/74 - Image or video pattern matchingProximity measures in feature spaces
  • G06V 10/762 - Arrangements for image or video recognition or understanding using pattern recognition or machine learning using clustering, e.g. of similar faces in social networks
  • G06V 10/764 - Arrangements for image or video recognition or understanding using pattern recognition or machine learning using classification, e.g. of video objects
  • G06V 10/774 - Generating sets of training patternsBootstrap methods, e.g. bagging or boosting
  • G06V 10/82 - Arrangements for image or video recognition or understanding using pattern recognition or machine learning using neural networks

73.

SYSTEM AND METHOD OF CODE EXECUTION AT A VIRTUAL MACHINE ALLOWING FOR EXTENDIBILITY AND MONITORING OF CUSTOMIZED APPLICATIONS AND SERVICES

      
Application Number US2022016848
Publication Number 2022/182571
Status In Force
Filing Date 2022-02-17
Publication Date 2022-09-01
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Pattanaik, Sarthak
  • Rana, Madhusudan
  • Pertsovskiy, Vadim

Abstract

A processing system allows external systems to customize and extend services without increasing system intricacy. The processing platform maintains cloud containers that support virtual machines for external systems. An external system provides code for execution on a virtual machine that is supported by a cloud container. Cloud containers provide a boundary for executing code such that the processing platform may limit types of code an external system can run at a cloud container. The external system code can provide new services or may build upon existing public services, and external systems may designate their services as being available to other external systems by publishing the access information in a global application programming interface (API) maintained by the processing platform. Since the external systems submit instructions for execution within their assigned cloud containers, the services and applications are developed without affecting the underlying functionality of the processing platform.

IPC Classes  ?

  • G06F 9/455 - EmulationInterpretationSoftware simulation, e.g. virtualisation or emulation of application or operating system execution engines

74.

System and method of code execution at a virtual machine allowing for extendibility and monitoring of customized applications and services

      
Application Number 17185785
Grant Number 12175270
Status In Force
Filing Date 2021-02-25
First Publication Date 2022-08-25
Grant Date 2024-12-24
Owner The Bank of New York Mellon (USA)
Inventor
  • Pattanaik, Sarthak
  • Rana, Madhusudan
  • Pertsovskiy, Vadim

Abstract

A processing system allows external systems to customize and extend services without increasing system intricacy. The processing platform maintains cloud containers that support virtual machines for external systems. An external system provides code for execution on a virtual machine that is supported by a cloud container. Cloud containers provide a boundary for executing code such that the processing platform may limit types of code an external system can run at a cloud container. The external system code can provide new services or may build upon existing public services, and external systems may designate their services as being available to other external systems by publishing the access information in a global application programming interface (API) maintained by the processing platform. Since the external systems submit instructions for execution within their assigned cloud containers, the services and applications are developed without affecting the underlying functionality of the processing platform.

IPC Classes  ?

  • G06F 9/455 - EmulationInterpretationSoftware simulation, e.g. virtualisation or emulation of application or operating system execution engines
  • G06F 9/54 - Interprogram communication
  • H04L 9/00 - Arrangements for secret or secure communicationsNetwork security protocols
  • H04L 9/06 - Arrangements for secret or secure communicationsNetwork security protocols the encryption apparatus using shift registers or memories for blockwise coding, e.g. D.E.S. systems

75.

METHODS AND SYSTEMS FOR USING MACHINE LEARNING MODELS THAT GENERATE CLUSTER-SPECIFIC TEMPORAL REPRESENTATIONS FOR TIME SERIES DATA IN COMPUTER NETWORKS

      
Application Number US2022013624
Publication Number 2022/164772
Status In Force
Filing Date 2022-01-25
Publication Date 2022-08-04
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Fang, Dong
  • Lane, Eoin

Abstract

The systems and methods provide a machine learning model that can exploit long time dependency for time-series sequences, perform end-to-end learning of dimension reduction and clustering, or train on long time-series sequences with low computation complexity. For example, the methods and systems use a novel, unsupervised temporal representation learning model. The model may generate cluster-specific temporal representations for long-history time series sequences and may integrate temporal reconstruction and a clustering objective into a joint end-to-end model.

IPC Classes  ?

  • H04L 41/06 - Management of faults, events, alarms or notifications
  • H04L 41/14 - Network analysis or design
  • G06N 3/08 - Learning methods
  • G06F 16/28 - Databases characterised by their database models, e.g. relational or object models

76.

METHODS AND SYSTEMS FOR USING MACHINE LEARNING MODELS THAT GENERATE CLUSTER-SPECIFIC TEMPORAL REPRESENTATIONS FOR TIME SERIES DATA IN COMPUTER NETWORKS

      
Application Number 17159868
Status Pending
Filing Date 2021-01-27
First Publication Date 2022-07-28
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Fang, Dong
  • Lane, Eoin

Abstract

The systems and methods provide a machine learning model that can exploit long time dependency for time-series sequences, perform end-to-end learning of dimension reduction and clustering, or train on long time-series sequences with low computation complexity. For example, the methods and systems use a novel, unsupervised temporal representation learning model. The model may generate cluster-specific temporal representations for long-history time series sequences and may integrate temporal reconstruction and a clustering objective into a joint end-to-end model.

IPC Classes  ?

  • G06N 3/08 - Learning methods
  • G06F 16/2458 - Special types of queries, e.g. statistical queries, fuzzy queries or distributed queries
  • H04L 29/06 - Communication control; Communication processing characterised by a protocol
  • G06N 3/04 - Architecture, e.g. interconnection topology

77.

METHODS AND SYSTEMS FOR IMPROVING HARDWARE RESILIENCY DURING SERIAL PROCESSING TASKS IN DISTRIBUTED COMPUTER NETWORKS

      
Application Number US2021014573
Publication Number 2022/159094
Status In Force
Filing Date 2021-01-22
Publication Date 2022-07-28
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Stribady, Sanjaykumar
  • Sharma, Saket
  • Taskale, Gursel

Abstract

Methods and systems are described for improving hardware resiliency during serial processing tasks in distributed computer networks. In particular, the system uses may use the non-repudiatory persistence of blockchain technology to store all task statuses and results across the distributed computer network in an immutable blockchain database. Coupled with the resiliency of the stored data, the system may determine a sequence of processing tasks for a given processing request and use the sequence to detect and/or predict failures. Accordingly, in the event of a detected system failure, the system may recover the results prior to the failure, minimizing disruptions to processing the request and improving hardware resiliency.

IPC Classes  ?

  • G06Q 20/38 - Payment protocolsDetails thereof
  • G06N 20/00 - Machine learning
  • H04L 9/06 - Arrangements for secret or secure communicationsNetwork security protocols the encryption apparatus using shift registers or memories for blockwise coding, e.g. D.E.S. systems

78.

Ring chain architecture

      
Application Number 17707677
Grant Number 11743031
Status In Force
Filing Date 2022-03-29
First Publication Date 2022-07-14
Grant Date 2023-08-29
Owner The Bank of New York Mellon (USA)
Inventor
  • Devalve, Daniel
  • Bhaskar, Swaminathan
  • Qaim-Maqami, Hood

Abstract

A system stores transaction data in a ring chain architecture. A ring chain comprises blocks of data stored as a length-limited block chain in a ring buffer configuration. A block of transactions is stored on a ring chain until enough new blocks are added to overwrite the ring buffer with new blocks. The system stores multiple ring chains that update at varying frequencies. A new block on a lower frequency ring chain stores an aggregation of data from the blocks that were added to a higher frequency ring chain in the time since the previous addition of a block to the lower frequency ring chain. Thus, a system of ring chains stores progressively summarized state transition data over progressively longer time intervals while maintaining immutability of the record and reducing storage requirements.

IPC Classes  ?

  • H04L 9/06 - Arrangements for secret or secure communicationsNetwork security protocols the encryption apparatus using shift registers or memories for blockwise coding, e.g. D.E.S. systems
  • H04L 43/08 - Monitoring or testing based on specific metrics, e.g. QoS, energy consumption or environmental parameters
  • H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system

79.

UNIVERSAL FX

      
Application Number 018702657
Status Registered
Filing Date 2022-05-13
Registration Date 2022-09-30
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 36 - Financial, insurance and real estate services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

Financial services, namely, real-time execution, settlement and reporting services for asset managers related to currency trading; financial advisory and information services in the field of currency trading; multiple currency and foreign exchange transaction services offered to asset managers via an information delivery, transaction management, and reporting platform. Software as a service (SAAS) featuring an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network that enables asset managers to customize, execute, view, manage, and evaluate foreign exchange transactions, namely, currency trades; software as a service (SAAS) featuring an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network that enables asset managers to evaluate foreign exchange prices, maximize price netting opportunities across custodian accounts, and manage risk and liquidity related to foreign exchange transactions; software as a service (SAAS) featuring an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network that enables asset managers to manage and view investment accounts and portfolio information in real-time.

80.

UNIVERSAL FX

      
Application Number 218543400
Status Pending
Filing Date 2022-05-12
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 36 - Financial, insurance and real estate services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

(1) Financial services, namely, real-time execution, settlement and reporting services for asset managers related to currency trading; financial advisory and information services in the field of currency trading; multiple currency and foreign exchange transaction services offered to asset managers via an information delivery, transaction management, and reporting platform (2) Software as a service (SAAS) featuring an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network that enables asset managers to customize, execute, view, manage, and evaluate foreign exchange transactions, namely, currency trades; software as a service (SAAS) featuring an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network that enables asset managers to evaluate foreign exchange prices, maximize price netting opportunities across custodian accounts, and manage risk and liquidity related to foreign exchange transactions; software as a service (SAAS) featuring an online, non-downloadable information delivery, transaction management and reporting software platform via a global computer network that enables asset managers to manage and view investment accounts and portfolio information in real-time

81.

Multi-modal-based generation of data synchronization instructions

      
Application Number 17482085
Grant Number 11372889
Status In Force
Filing Date 2021-09-22
First Publication Date 2022-04-28
Grant Date 2022-06-28
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Blank, Brian

Abstract

In certain embodiments, multi-modal-based generation of settlement instructions may be facilitated. In some embodiments, a portfolio of a live environment may be emulated in a projected environment. A target portfolio may be generated in the projected environment based on the emulated portfolio. Partial synchronization between the target portfolio of the projected environment and the portfolio of the live environment may be performed such that a first subset of changes to the portfolio of the live environment are reflected in the target portfolio of the projected environment. Subsequent to the partial synchronization, the target portfolio of the projected environment may be updated such that the update of the target portfolio accounts for the first subset of changes. Subsequent to the update of the target portfolio, settlement instructions may be generated based on differences between the target portfolio of the projected environment and the portfolio of the live environment.

IPC Classes  ?

  • G06F 16/27 - Replication, distribution or synchronisation of data between databases or within a distributed database systemDistributed database system architectures therefor
  • G06F 16/23 - Updating

82.

Methods and systems for improving hardware resiliency during serial processing tasks in distributed computer networks

      
Application Number 17570838
Grant Number 11803417
Status In Force
Filing Date 2022-01-07
First Publication Date 2022-04-28
Grant Date 2023-10-31
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Stribady, Sanjay Kumar
  • Sharma, Saket
  • Taskale, Gursel

Abstract

The system uses the non-repudiatory persistence of blockchain technology to store all task statuses and results across the distributed computer network in an immutable blockchain database. Coupled with the resiliency of the stored data, the system may determine a sequence of processing tasks for a given processing request and use the sequence to detect and/or predict failures. Accordingly, in the event of a detected system failure, the system may recover the results prior to the failure, minimizing disruptions to processing the request and improving hardware resiliency.

IPC Classes  ?

  • G06F 9/48 - Program initiatingProgram switching, e.g. by interrupt
  • G06F 9/451 - Execution arrangements for user interfaces
  • G06F 16/23 - Updating
  • H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system
  • H04L 9/40 - Network security protocols
  • H04L 67/10 - Protocols in which an application is distributed across nodes in the network
  • G06F 16/25 - Integrating or interfacing systems involving database management systems
  • G06N 20/00 - Machine learning
  • H04L 67/1097 - Protocols in which an application is distributed across nodes in the network for distributed storage of data in networks, e.g. transport arrangements for network file system [NFS], storage area networks [SAN] or network attached storage [NAS]
  • H04L 9/00 - Arrangements for secret or secure communicationsNetwork security protocols
  • G06N 3/084 - Backpropagation, e.g. using gradient descent

83.

Methods and systems for balancing loads in distributed computer networks for computer processing requests with variable rule sets and dynamic processing loads

      
Application Number 17563577
Grant Number 11693709
Status In Force
Filing Date 2021-12-28
First Publication Date 2022-04-21
Grant Date 2023-07-04
Owner The Bank of New York Mellon (USA)
Inventor Deng, Qun

Abstract

Methods and systems are described for balancing loads in distributed computer networks for computer processing requests with variable rule sets and dynamic processing loads. The methods and systems may include determining an initial allocation of the plurality of processing requests to the plurality of available domains that has a lowest initial sum excess processing load. The methods and systems may then retrieve an updated estimated processing load for at least one of the plurality of processing requests and determine a secondary allocation of the plurality of processing requests to the plurality of available domains.

IPC Classes  ?

  • G06F 9/50 - Allocation of resources, e.g. of the central processing unit [CPU]

84.

BNY MELLON ARCH

      
Application Number 018677226
Status Registered
Filing Date 2022-03-24
Registration Date 2022-07-29
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 36 - Financial, insurance and real estate services

Goods & Services

Securities lending; securities financing; management of portfolios comprising securities; providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; securities trading services for others via the Internet and the global information network; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; financial data analysis; financial information services provided online from a computer database or a global computer network, namely, providing information in the field securities trading.

85.

BNY MELLON ARCH

      
Application Number 216917800
Status Pending
Filing Date 2022-02-25
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 36 - Financial, insurance and real estate services

Goods & Services

(1) Securities lending; securities financing; management of portfolios comprising securities; providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; securities trading services for others via the Internet and the global information network; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; financial data analysis; financial information services provided online from a computer database or a global computer network, namely, providing information in the field securities trading.

86.

BNY MELLON ARCH

      
Application Number 018658963
Status Registered
Filing Date 2022-02-22
Registration Date 2022-06-28
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 42 - Scientific, technological and industrial services, research and design

Goods & Services

Providing online non-downloadable software for electronically trading securities; providing online non-downloadable software for securities lending; providing online non-downloadable software for analyzing financial data to predict securities lending rates and fee income on securities loans.

87.

BNY MELLON ALX

      
Application Number 018658965
Status Registered
Filing Date 2022-02-22
Registration Date 2022-06-17
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 36 - Financial, insurance and real estate services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

Electronic financial trading services; securities trading and investing services for others via the internet; securities lending services; management of portfolios comprising securities; providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; investment advisory services; financial administration of investment accounts; providing digitized financial and financial investment related information for use by others. Providing online non-downloadable software using artificial intelligence for use in securities trading and investing services and securities lending services; providing a website featuring non-downloadable software using artificial intelligence for use in securities lending, securities trading, and investing services; providing online non-downloadable software for use in securities trading, investing services, and securities lending services.

88.

Methods and systems for predicting successful data transmission during mass communications across computer networks featuring disparate entities and imbalanced data sets using machine learning models

      
Application Number 17220078
Grant Number 11258674
Status In Force
Filing Date 2021-04-01
First Publication Date 2022-02-22
Grant Date 2022-02-22
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Li, Weipeng
  • Rao, Ganesh

Abstract

Methods and systems for predicting successful data transmission during mass communications across computer networks featuring disparate entities and imbalanced data sets using machine learning models. For example, the methods and systems provide a prediction as to whether or not a communication will be successful prior to the transmission being sent. Moreover, in some embodiments, the methods and systems described herein provide probability of a successful transmission as a function of time. For example, the methods and system provide a probability of how likely a communication will succeed (or fail) if it is sent at various times. Additionally, in some embodiments, the methods and systems may alert a sender prior to the transmission of a communication that the transmission is likely to succeed or fail.

IPC Classes  ?

  • H04L 29/02 - Communication control; Communication processing
  • H04L 41/16 - Arrangements for maintenance, administration or management of data switching networks, e.g. of packet switching networks using machine learning or artificial intelligence
  • H04L 43/08 - Monitoring or testing based on specific metrics, e.g. QoS, energy consumption or environmental parameters
  • H04L 41/22 - Arrangements for maintenance, administration or management of data switching networks, e.g. of packet switching networks comprising specially adapted graphical user interfaces [GUI]

89.

BNY MELLON ARCH

      
Application Number 216786800
Status Pending
Filing Date 2022-02-21
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 42 - Scientific, technological and industrial services, research and design

Goods & Services

(1) Providing online non-downloadable software for electronically trading securities; providing online non-downloadable software for securities lending; providing online non-downloadable software for analyzing financial data to predict securities lending rates and fee income on securities loans

90.

BNY MELLON ALX

      
Application Number 216786700
Status Pending
Filing Date 2022-02-21
Owner The Bank of New York Mellon (USA)
NICE Classes  ?
  • 36 - Financial, insurance and real estate services
  • 42 - Scientific, technological and industrial services, research and design

Goods & Services

(1) Electronic financial trading services; securities trading and investing services for others via the internet; securities lending services; management of portfolios comprising securities; providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; investment advisory services; financial administration of investment accounts; providing digitized financial and financial investment related information for use by others (2) Providing online non-downloadable software using artificial intelligence for use in securities trading and investing services and securities lending services; providing a website featuring non-downloadable software using artificial intelligence for use in securities lending, securities trading, and investing services; providing online non-downloadable software for use in securities trading, investing services, and securities lending services

91.

Methods and systems for balancing loads in distributed computer networks for computer processing requests with variable rule sets and dynamic processing loads

      
Application Number 16995601
Grant Number 11263055
Status In Force
Filing Date 2020-08-17
First Publication Date 2022-02-17
Grant Date 2022-03-01
Owner The Bank of New York Mellon (USA)
Inventor Deng, Qun

Abstract

Methods and systems are described for balancing loads in distributed computer networks for computer processing requests with variable rule sets and dynamic processing loads. The methods and systems may include determining an initial allocation of the plurality of processing requests to the plurality of available domains that has a lowest initial sum excess processing load. The methods and systems may then retrieve an updated estimated processing load for at least one of the plurality of processing requests and determine a secondary allocation of the plurality of processing requests to the plurality of available domains.

IPC Classes  ?

  • G06F 9/50 - Allocation of resources, e.g. of the central processing unit [CPU]

92.

Systems and methods for real-time processing

      
Application Number 17384182
Grant Number 11442780
Status In Force
Filing Date 2021-07-23
First Publication Date 2022-02-10
Grant Date 2022-09-13
Owner The Bank of New York Mellon (USA)
Inventor Blank, Brian

Abstract

A method for real-time data processing is described. The method being implemented on a computer system having one or more physical processors programmed with computer program instructions which, when executed, perform the method. The method comprising allocating a real-time dataset associated with a real-time data interaction to a node in a chain of nodes, wherein each node is representative of a user in the real-time data interaction; setting a node status of the node for the real-time dataset to pending; and independently of (i) a node status of the one or more upstream nodes and (ii) a node status of the one or more downstream nodes: periodically determining, by the computer system, an availability status of the node; and in response to the availability status satisfying the criterion, setting the node status for the real-time dataset as settled.

IPC Classes  ?

  • G06F 9/50 - Allocation of resources, e.g. of the central processing unit [CPU]

93.

System and methods for prediction communication performance in networked systems

      
Application Number 17331259
Grant Number 11488040
Status In Force
Filing Date 2021-05-26
First Publication Date 2021-12-30
Grant Date 2022-11-01
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Dubey, Vinay

Abstract

A system for processing performance prediction decisions includes one or more processors configured to execute one or more program modules. The modules are configured to receive, via the one or more processors, a prediction for an account at a prediction timestamp. The modules are also configured to identify, via the one or more processors, a prediction rule using attributes from the prediction. Responsive to the prediction rule having a network trigger associated therewith, the modules are configured to retrieve, via the one or more processors, a network trigger time associated with the network trigger, compare, via the one or more processors, the prediction timestamp to the network trigger time, and apply, via the one or more processors, a prediction decision based on the comparison of the prediction timestamp and the network trigger time. Applying the prediction decision includes determining a confidence level that a communication associated with the prediction will occur by a given time.

IPC Classes  ?

  • G06N 5/04 - Inference or reasoning models
  • G06N 5/02 - Knowledge representationSymbolic representation
  • G06F 11/34 - Recording or statistical evaluation of computer activity, e.g. of down time, of input/output operation
  • G06K 9/62 - Methods or arrangements for recognition using electronic means
  • G06N 7/00 - Computing arrangements based on specific mathematical models
  • G06N 3/04 - Architecture, e.g. interconnection topology

94.

SYSTEMS AND METHODS FOR IMPLEMENTING A PLATFORM FOR INVESTING

      
Application Number 17397222
Status Pending
Filing Date 2021-08-09
First Publication Date 2021-11-25
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Magnolia, Douglas J.
  • Cole, Jennifer C.

Abstract

In some embodiments, a request may be received from a customer via an interface, wherein the request indicates (i) a social media stream associated with the customer to be monitored for instances of investment triggering content (ITC). A customer account of the customer may be configured based on the request. The social media stream may be monitored for instances of ITC based on the customer account configuration. Responsive to the monitoring detecting an instance of ITC, a first amount may be withdrawn from the customer account, and a purchase of a quantity of shares of an investment fund may be executed on behalf of the customer using the withdrawn first amount.

IPC Classes  ?

  • G06Q 40/06 - Asset managementFinancial planning or analysis

95.

SYSTEM AND METHOD FOR OPTIMIZING COLLATERAL MANAGEMENT

      
Application Number 17240719
Status Pending
Filing Date 2021-04-26
First Publication Date 2021-09-02
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Blank, Brian
  • He, Song
  • Rana, Madhusudan
  • Rajendran, Pavithran

Abstract

In certain embodiments, transaction-subset-assignment of computer processing nodes may be facilitated to perform collateral allocation. In some embodiments, a query may be performed to obtain a set of transactions. Computer processing nodes may be selected from a set of available nodes for performing collateral allocations. Collateral allocation rules associated with a lender may be obtained, and each of the computer processing nodes may be caused to perform collateral allocations for one subset of the transaction set in accordance with the collateral allocation rules by assigning transactions of the transaction set respectively to the computer processing nodes such that the computer processing nodes collectively perform collateral allocations for the transaction set. In some embodiments, each of the computer processing nodes may be configured to transmit parameter updates to be provided to the other computer processing nodes and perform its respective collateral allocation based on the other computer processing nodes' parameter updates.

IPC Classes  ?

  • G06Q 40/02 - Banking, e.g. interest calculation or account maintenance

96.

System and method for optimizing data processing in cloud-based, machine learning environments through the use of self organizing map

      
Application Number 17319806
Grant Number 11615474
Status In Force
Filing Date 2021-05-13
First Publication Date 2021-08-26
Grant Date 2023-03-28
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Blank, Brian
  • He, Song
  • Rana, Madhusudan
  • Rajendran, Pavithran
  • Chan, Bryan

Abstract

Methods and system are described for optimizing data processing in cloud-based, machine learning environments. For example, through the use of a machine learning model utilizing a self organizing map and/or the use of specific processing nodes in a computer system to perform specific tasks the methods and system may more efficiently distribute tasks through a cloud computing environment and increase overall processing speeds despite increasing amounts of data. The methods and system described herein are particularly related to collateral allocation computer systems that automate the management of numerous collateral assets. For example, as the amount of collateral assets and the complexity of given transactions grow, typical allocation systems face frequent processing delays related to collateral allocations (e.g., allocations of collateral associated with Tri-Party Repos).

IPC Classes  ?

  • G06Q 40/00 - FinanceInsuranceTax strategiesProcessing of corporate or income taxes
  • G06Q 40/06 - Asset managementFinancial planning or analysis

97.

Methods and systems for implementing automated controls assessment in computer systems

      
Application Number 16838681
Grant Number 11210401
Status In Force
Filing Date 2020-04-02
First Publication Date 2021-08-12
Grant Date 2021-12-28
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor Mitter, Uddipt

Abstract

Methods and systems are described for implementing automated controls assessment through an application programming interface (“API”) driven software development kit. For example, the system may receive a response from an API-based agent to an automated controls assessment audit. The system may process the response, using a library of reusable features for controls assessment audits for a plurality of computer domains, to generate a result of the automated controls assessment audit. The system may then generate an outcome of the first automated controls assessment audit.

IPC Classes  ?

  • H04L 9/00 - Arrangements for secret or secure communicationsNetwork security protocols
  • G06F 21/57 - Certifying or maintaining trusted computer platforms, e.g. secure boots or power-downs, version controls, system software checks, secure updates or assessing vulnerabilities

98.

BNY MELLON SMARTPAY GLOBAL

      
Application Number 018513296
Status Registered
Filing Date 2021-07-13
Registration Date 2021-11-25
Owner The Bank of New York Mellon (USA)
NICE Classes  ? 36 - Financial, insurance and real estate services

Goods & Services

Multiple currency and foreign exchange transaction services, namely, providing, processing, facilitating, monitoring, tracking and collecting individual and batched payments and payments to and from financial account in multiple currencies; electronic payment processing services; clearing and reconciling payments in multiple currencies; financial advisory and information services in the field of multiple currency and foreign exchange payment transactions; multiple currency and foreign exchange transaction services offered via an information delivery, transaction management, and reporting platform.

99.

Methods and systems for predicting successful data transmission during mass communications across computer networks featuring disparate entities and imbalanced data sets using machine learning models

      
Application Number 17081741
Grant Number 11063840
Status In Force
Filing Date 2020-10-27
First Publication Date 2021-07-13
Grant Date 2021-07-13
Owner THE BANK OF NEW YORK MELLON (USA)
Inventor
  • Li, Weipeng
  • Rao, Ganesh

Abstract

Methods and systems for predicting successful data transmission during mass communications across computer networks featuring disparate entities and imbalanced data sets using machine learning models. For example, the methods and systems provide a prediction as to whether or not a communication will be successful prior to the transmission being sent. Moreover, in some embodiments, the methods and systems described herein provide probability of a successful transmission as a function of time. For example, the methods and system provide a probability of how likely a communication will succeed (or fail) if it is sent at various times. Additionally, in some embodiments, the methods and systems may alert a sender prior to the transmission of a communication that the transmission is likely to succeed or fail.

IPC Classes  ?

  • H04L 29/02 - Communication control; Communication processing
  • H04L 12/24 - Arrangements for maintenance or administration
  • H04L 12/26 - Monitoring arrangements; Testing arrangements

100.

Methods and systems for improving hardware resiliency during serial processing tasks in distributed computer networks

      
Application Number 17155711
Grant Number 11243810
Status In Force
Filing Date 2021-01-22
First Publication Date 2021-06-24
Grant Date 2022-02-08
Owner The Bank of New York Mellon (USA)
Inventor
  • Stribady, Sanjay Kumar
  • Sharma, Saket
  • Taskale, Gursel

Abstract

The system uses the non-repudiatory persistence of blockchain technology to store all task statuses and results across the distributed computer network in an immutable blockchain database. Coupled with the resiliency of the stored data, the system may determine a sequence of processing tasks for a given processing request and use the sequence to detect and/or predict failures. Accordingly, in the event of a detected system failure, the system may recover the results prior to the failure, minimizing disruptions to processing the request and improving hardware resiliency.

IPC Classes  ?

  • G06F 9/48 - Program initiatingProgram switching, e.g. by interrupt
  • G06F 9/451 - Execution arrangements for user interfaces
  • H04L 29/08 - Transmission control procedure, e.g. data link level control procedure
  • G06F 16/25 - Integrating or interfacing systems involving database management systems
  • G06N 20/00 - Machine learning
  • G06F 16/23 - Updating
  • H04L 29/06 - Communication control; Communication processing characterised by a protocol
  • H04L 9/32 - Arrangements for secret or secure communicationsNetwork security protocols including means for verifying the identity or authority of a user of the system
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